Derek Stark - Mar 2, 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Legal Officer
Signature
/s/ Derek Stark
Stock symbol
PFSI
Transactions as of
Mar 2, 2022
Transactions value $
-$425,153
Form type
4
Date filed
3/4/2022, 04:00 PM
Previous filing
Mar 1, 2022
Next filing
Mar 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$277K -4.72K -6.98% $58.65 62.9K Mar 2, 2022 Direct F1, F2, F3
transaction PFSI Common Stock Sale -$148K -2.5K -3.98% $59.29 60.4K Mar 2, 2022 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2 The price reported is the weighted average price of multiple transactions ranging from $58.16 to $59.15. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3 The reported amount consists of 10,398 restricted stock units and 52,504 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F4 The price reported is the weighted average price of multiple transactions ranging from $59.18 to $59.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F5 The reported amount consists of 10,398 restricted stock units and 50,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.