Carmen Fernandez - Feb 28, 2022 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Signature
/s/ Connnor Kuratek, Attorney-in-fact
Stock symbol
MMC
Transactions as of
Feb 28, 2022
Transactions value $
-$171,231
Form type
4
Date filed
3/2/2022, 03:25 PM
Previous filing
Feb 24, 2022
Next filing
Feb 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +2.01K +211.92% $0.00 2.96K Feb 28, 2022 Direct F1
transaction MMC Common Stock Tax liability -$171K -1.11K -37.61% $153.99 1.85K Feb 28, 2022 Direct F1
holding MMC Common Stock 232 Feb 28, 2022 MMC 401(k) Savings & Investment Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -2.01K -83.88% $0.00 386 Feb 28, 2022 Common Stock 2.01K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 2,009 shares underlying restricted stock units of which 1,112 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,009 shares underlying restricted stock units relate to 414 restricted stock units that were granted on February 19, 2019, 1,209 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021 and 386 restricted stock units that were granted on February 19, 2020.
F2 Reflects shares acquired by the Marsh & McLennan Companies 401(k) Savings & Investment Plan (SIP) Custodian at prevailing market prices. Information reported herein is based on reporting person's Plan Statement as of March 1, 2022.
F3 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4 Not Applicable.