Martin South - 28 Feb 2022 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
President & CEO, Marsh
Signature
/s/ Connnor Kuratek, Attorney-in-fact
Issuer symbol
MMC
Transactions as of
28 Feb 2022
Net transactions value
-$805,034
Form type
4
Filing time
02 Mar 2022, 15:15:54 UTC
Previous filing
24 Feb 2022
Next filing
26 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +9,450 +32474% $0.000000 9,479 28 Feb 2022 Direct F1
transaction MMC Common Stock Tax liability $805,034 -5,228 -55% $153.98 4,251 28 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -9,450 -47% $0.000000 10,547 28 Feb 2022 Common Stock 9,450 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 9,450 shares underlying restricted stock units of which 5,228 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,450 shares underlying restricted stock units relate to 1,653 restricted stock units that were granted on February 19, 2019, 4,835 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021, 1,402 restricted stock units that were granted on February 19, 2020 and 1,560 restricted stock units that were granted on February 22, 2021.
F2 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F3 Not Applicable.