Stacy Mills - 28 Feb 2022 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
Vice President and Controller
Signature
/s/ Connnor Kuratek, Attorney-in-fact
Issuer symbol
MMC
Transactions as of
28 Feb 2022
Net transactions value
-$260,543
Form type
4
Filing time
02 Mar 2022, 15:12:41 UTC
Previous filing
24 Feb 2022
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +3,180 +109% $0.000000 6,103 28 Feb 2022 Direct F1
transaction MMC Common Stock Tax liability $260,543 -1,692 -28% $153.98 4,411 28 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -3,180 -51% $0.000000 3,071 28 Feb 2022 Common Stock 3,180 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 3,180 shares underlying restricted stock units of which 1,692 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,180 shares underlying restricted stock units relate to 551 restricted stock units that were granted on February 19, 2019, 1,613 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021, 449 restricted stock units that were granted on February 19, 2020 and 567 restricted stock units that were granted on February 22, 2021.
F2 Includes dividend reinvestment shares acquired on May 18, 2021, August 17, 2021, November 17, 2020 and February 17, 2022.
F3 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4 Not Applicable.