Stacy Mills - Feb 28, 2022 Form 4 Insider Report for MARSH & MCLENNAN COMPANIES, INC. (MMC)

Role
Vice President and Controller
Signature
/s/ Connnor Kuratek, Attorney-in-fact
Stock symbol
MMC
Transactions as of
Feb 28, 2022
Transactions value $
-$260,543
Form type
4
Date filed
3/2/2022, 03:12 PM
Previous filing
Feb 24, 2022
Next filing
Mar 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMC Common Stock Options Exercise $0 +3.18K +108.79% $0.00 6.1K Feb 28, 2022 Direct F1
transaction MMC Common Stock Tax liability -$261K -1.69K -27.72% $153.99 4.41K Feb 28, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMC Restricted Stock Units Options Exercise $0 -3.18K -50.87% $0.00 3.07K Feb 28, 2022 Common Stock 3.18K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting and distribution to reporting person of 3,180 shares underlying restricted stock units of which 1,692 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,180 shares underlying restricted stock units relate to 551 restricted stock units that were granted on February 19, 2019, 1,613 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021, 449 restricted stock units that were granted on February 19, 2020 and 567 restricted stock units that were granted on February 22, 2021.
F2 Includes dividend reinvestment shares acquired on May 18, 2021, August 17, 2021, November 17, 2020 and February 17, 2022.
F3 The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F4 Not Applicable.