Robert M. VanHimbergen - 25 Feb 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: VP Corporate Controller
Signature: /s/ Leanne Michels, attorney-in-fact
Issuer symbol: JCI
Transactions as of: 25 Feb 2022
Net transactions value: -$176,457
Form type: 4
Filing time: 28 Feb 2022, 09:42:38 UTC
Previous filing: 04 Feb 2022
Next filing: 16 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Options Exercise	$189,755	+5,683	+14%	$33.39	45,301	25 Feb 2022	Direct	F1
transaction	JCI	Ordinary Shares	Sale	$366,213	-5,683	-13%	$64.44	39,618	25 Feb 2022	Direct	F1, F2
holding	JCI	Ordinary Shares						6,759	25 Feb 2022	By 401k Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Options Exercise	$0	-5,683	-27%	$0.000000	15,000	25 Feb 2022	Ordinary Shares	5,683	$33.39	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2	The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.32 to $64.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.

Content

Transaction effected pursuant to a Rule 10b5-1 trading plan.

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.32 to $64.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.