| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Award | $0 | +12.3K | +20.5% | $0.00 | 72.5K | Feb 23, 2022 | Direct | F1, F2 |
| transaction | PFSI | Common Stock | Options Exercise | $0 | +18.8K | +25.95% | $0.00 | 91.4K | Feb 23, 2022 | Direct | F3, F4 |
| transaction | PFSI | Common Stock | Tax liability | -$401K | -6.9K | -7.56% | $58.05 | 84.5K | Feb 23, 2022 | Direct | F5, F6 |
| holding | PFSI | Common Stock | 223K | Feb 23, 2022 | The Perotti Family Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Nonstatutory Stock Option (Right to Buy) | Award | $0 | +35.8K | $0.00 | 35.8K | Feb 23, 2022 | Common Stock | 35.8K | $57.10 | Direct | F7 | |
| transaction | PFSI | Performance-Based Restricted Stock Units | Award | $0 | +18.8K | $0.00 | 18.8K | Feb 23, 2022 | Common Stock | 18.8K | Direct | F3 | ||
| transaction | PFSI | Performance-Based Restricted Stock Units | Options Exercise | $0 | -18.8K | -100% | $0.00* | 0 | Feb 23, 2022 | Common Stock | 18.8K | Direct | F3 | |
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 12.9K | Feb 23, 2022 | Common Stock | 12.9K | $58.85 | Direct | F8 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 23.1K | Feb 23, 2022 | Common Stock | 23.1K | $35.03 | Direct | F9 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 13.5K | Feb 23, 2022 | Common Stock | 13.5K | $59.68 | Direct | F10 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 18.1K | Feb 23, 2022 | Common Stock | 18.1K | $22.92 | Direct | F11 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 17.2K | Feb 23, 2022 | Common Stock | 17.2K | $24.40 | Direct | F12 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 22.5K | Feb 23, 2022 | Common Stock | 22.5K | $18.05 | Direct | F13 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 16.6K | Feb 23, 2022 | Common Stock | 16.6K | $11.28 | Direct | F14 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 16.5K | Feb 23, 2022 | Common Stock | 16.5K | $17.52 | Direct | F15 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 16.9K | Feb 23, 2022 | Common Stock | 16.9K | $17.26 | Direct | F16 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 2.52K | Feb 23, 2022 | Common Stock | 2.52K | $21.03 | Direct | F17 |
| Id | Content |
|---|---|
| F1 | The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. |
| F2 | The reported amount consists of 21,891 restricted stock units and 50,642 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F3 | This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. |
| F4 | The reported amount consists of 21,891 restricted stock units and 69,463 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F5 | Represents shares withheld for taxes upon vesting of restricted stock units. |
| F6 | The reported amount consists of 21,891 restricted stock units and 62,561 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F7 | This nonstatutory stock option to purchase 35,792 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. |
| F8 | This nonstatutory stock option to purchase 12,935 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. |
| F9 | This nonstatutory stock option to purchase 23,105 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. |
| F10 | This nonstatutory stock option to purchase 13,506 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date. |
| F11 | This nonstatutory stock option to purchase 18,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. |
| F12 | This nonstatutory stock option to purchase 17,204 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
| F13 | This nonstatutory stock option to purchase 22,506 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| F14 | This nonstatutory stock option to purchase 16,615 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| F15 | This nonstatutory stock option to purchase 16,481 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| F16 | This nonstatutory stock option to purchase 16,881 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| F17 | This nonstatutory stock option to purchase 2,523 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued service through each date. |