| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Award | $0 | +13.7K | +15.83% | $0.00 | 100K | Feb 23, 2022 | Direct | F1, F2 |
| transaction | PFSI | Common Stock | Options Exercise | $0 | +23.4K | +23.35% | $0.00 | 124K | Feb 23, 2022 | Direct | F3, F4 |
| transaction | PFSI | Common Stock | Tax liability | -$538K | -9.27K | -7.5% | $58.05 | 114K | Feb 23, 2022 | Direct | F5, F6 |
| holding | PFSI | Common Stock | 845K | Feb 23, 2022 | The Fartaj Family Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Nonstatutory Stock Option (Right to Buy) | Award | $0 | +39.7K | $0.00 | 39.7K | Feb 23, 2022 | Common Stock | 39.7K | $57.10 | Direct | F7 | |
| transaction | PFSI | Performance-Based Restricted Stock Units | Award | $0 | +23.4K | $0.00 | 23.4K | Feb 23, 2022 | Common Stock | 23.4K | Direct | F3 | ||
| transaction | PFSI | Performance-Based Restricted Stock Units | Options Exercise | $0 | -23.4K | -100% | $0.00* | 0 | Feb 23, 2022 | Common Stock | 23.4K | Direct | F3 | |
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 15.9K | Feb 23, 2022 | Common Stock | 15.9K | $21.03 | Direct | F8 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 28.2K | Feb 23, 2022 | Common Stock | 28.2K | $17.26 | Direct | F9 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 23.8K | Feb 23, 2022 | Common Stock | 23.8K | $17.52 | Direct | F10 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 27.8K | Feb 23, 2022 | Common Stock | 27.8K | $11.28 | Direct | F11 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 27.7K | Feb 23, 2022 | Common Stock | 27.7K | $18.05 | Direct | F12 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 21.2K | Feb 23, 2022 | Common Stock | 21.2K | $24.40 | Direct | F13 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 22.5K | Feb 23, 2022 | Common Stock | 22.5K | $22.92 | Direct | F14 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 54K | Feb 23, 2022 | Common Stock | 54K | $59.68 | Direct | F15 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 23.8K | Feb 23, 2022 | Common Stock | 23.8K | $35.03 | Direct | F16 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 17K | Feb 23, 2022 | Common Stock | 17K | $58.85 | Direct | F17 |
| Id | Content |
|---|---|
| F1 | The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. |
| F2 | The reported amount consists of 24,887 restricted stock units and 75,316 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F3 | This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 15, 2019 and vested on February 23, 2022, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 38.2% for the period of January 1, 2019 through December 31, 2021 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. |
| F4 | The reported amount consists of 24,887 restricted stock units and 98,712 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F5 | Represents shares withheld for taxes upon vesting of restricted stock units. |
| F6 | The reported amount consists of 24,887 restricted stock units and 89,443 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F7 | This nonstatutory stock option to purchase 39,722 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. |
| F8 | This nonstatutory stock option to purchase 15,882 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| F9 | This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| F10 | This nonstatutory stock option to purchase 23,829 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| F11 | This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| F12 | This nonstatutory stock option to purchase 27,700 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| F13 | This nonstatutory stock option to purchase 21,174 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
| F14 | This nonstatutory stock option to purchase 22,496 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. |
| F15 | This nonstatutory stock option to purchase 54,024 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date. |
| F16 | This nonstatutory stock option to purchase 23,765 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. |
| F17 | This nonstatutory stock option to purchase 17,000 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. |