Michael Robert Katz - Feb 23, 2022 Form 4/A - Amendment Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, Planning and Investor Relations Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 23, 2022
Transactions value $
-$278,919
Form type
4/A - Amendment
Date filed
2/25/2022, 06:37 PM
Date Of Original Report
Feb 24, 2022
Previous filing
Mar 2, 2022
Next filing
Jul 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$279K -4.05K -21.29% $68.80 15K Feb 23, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit 19.8K Feb 23, 2022 Common Stock 19.8K Direct F2
holding VOYA Restricted Stock Units 11.8K Feb 23, 2022 Common Stock 11.8K Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 799 Feb 23, 2022 Common Stock 799 Direct F4
holding VOYA Performance-Based Stock Options 56.2K Feb 23, 2022 Common Stock 56.2K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4 that was filed on February 24, 2022 is amended by this Form 4 amendment to make an adjustment to the price of the stock being sold by the reporting person. No other changes have been made to the original Form 4.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, Planning and Investor Relations Officer