Christine Hurtsellers - 23 Feb 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
23 Feb 2022
Net transactions value
-$3,906,958
Form type
4
Filing time
25 Feb 2022, 16:12:49 UTC
Previous filing
02 Mar 2022
Next filing
11 Jul 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale $753,713 -11,445 -9.4% $65.86 109,847 23 Feb 2022 Direct F1, F2
transaction VOYA Common Stock Sale $831,692 -12,185 -11% $68.26 97,662 23 Feb 2022 Direct F1, F3
transaction VOYA Common Stock Sale $94,590 -1,370 -1.4% $69.04 96,292 23 Feb 2022 Direct F1, F4
transaction VOYA Common Stock Sale $977,113 -14,494 -15% $67.42 81,798 23 Feb 2022 Direct F1, F5
transaction VOYA Common Stock Sale $1,099,732 -16,114 -20% $68.25 65,684 23 Feb 2022 Direct F1, F6
transaction VOYA Common Stock Sale $150,118 -2,174 -3.3% $69.05 63,510 23 Feb 2022 Direct F1, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance Stock Unit 69,350 23 Feb 2022 Common Stock 69,350 Direct F8
holding VOYA Restricted Stock Units 35,036 23 Feb 2022 Common Stock 35,036 Direct F9
holding VOYA Performance-Based Stock Options 110,874 23 Feb 2022 Common Stock 110,874 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.
F2 The transaction was executed in multiple trades at prices ranging from $66.90 to $67.86. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
F3 The transaction was executed in multiple trades at prices ranging from $67.90 to $68.89. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
F4 The transaction was executed in multiple trades at prices ranging from $68.90 to $69.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
F5 The transaction was executed in multiple trades at prices ranging from $66.895 to $67.84. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
F6 The transaction was executed in multiple trades at prices ranging from $67.86 to $68.85. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
F7 The transaction was executed in multiple trades at prices ranging from $68.88 to $69.215. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.
F8 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F9 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F10 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management