John C. Butler Jr. - 22 Feb 2022 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
President & CEO, Director, Member of a Group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
22 Feb 2022
Net transactions value
$0
Form type
4
Filing time
24 Feb 2022, 13:28:07 UTC
Previous filing
05 Jan 2022
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +47,604 +27% 226,313 22 Feb 2022 By Trust F1, F2, F3
transaction NC Class A Common Stock Tax liability -2,765 -1.2% 223,548 22 Feb 2022 By Trust F2, F3, F4
holding NC Class A Common Stock 2,191 22 Feb 2022 By Spouse/Trust F5
holding NC Class A Common Stock 9,052 22 Feb 2022 By RAII/Child 1 F6
holding NC Class A Common Stock 4,083 22 Feb 2022 By Trust-Child 1 F7
holding NC Class A Common Stock 9,208 22 Feb 2022 By RAII/Child 2 F6
holding NC Class A Common Stock 3,927 22 Feb 2022 By Trust-Child 2 F7
holding NC Class A Common Stock 68,094 22 Feb 2022 By Spouse/Trust F8
holding NC Class A Common Stock 2,800 22 Feb 2022 By IRA F9
holding NC Class A Common Stock 4,054 22 Feb 2022 By Trust/Daughter F10
holding NC Class A Common Stock 4,055 22 Feb 2022 By Trust/Son F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 7,857 22 Feb 2022 Class A Common Stock 7,857 By Spouse/Trust F2, F5
holding NC Class B Common Stock 26,161 22 Feb 2022 Class A Common Stock 26,161 By Spouse/RAI F2, F12
holding NC Class B Common Stock 42,529 22 Feb 2022 Class A Common Stock 42,529 to Spouse by RAIV (B) F2
holding NC Class B Common Stock 9,195 22 Feb 2022 Class A Common Stock 9,195 By Spouse/Trust F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
F2 N/A
F3 Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.
F4 Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.
F5 Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6 Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F7 Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F8 Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F10 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Clara R. Butler.
F11 Reporting Person's spouse serves as trustee of the JCB 2020 GST Trust for the benefit of Griffin B. Butler.
F12 Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.