David Joseph Gaffin - 18 Feb 2022 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, CLO, Alkermes, Inc.
Signature
/s/ Stephanie Roche, attorney-in-fact for David J. Gaffin
Issuer symbol
ALKS
Transactions as of
18 Feb 2022
Net transactions value
-$155,998
Form type
4
Filing time
23 Feb 2022, 15:31:57 UTC
Previous filing
17 Feb 2022
Next filing
05 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise +7,036 +8.5% 89,831 20 Feb 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability $51,690 -2,061 -2.3% $25.08 87,770 20 Feb 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +6,875 +7.8% 94,645 21 Feb 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability $50,712 -2,022 -2.1% $25.08 92,623 21 Feb 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +7,286 +7.9% 99,909 22 Feb 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability $53,596 -2,143 -2.1% $25.01 97,766 22 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Award $0 +99,682 $0.000000 99,682 18 Feb 2022 Ordinary Shares 99,682 $25.08 Direct F2
transaction ALKS Restricted Stock Unit Award Award $0 +24,921 $0.000000 24,921 18 Feb 2022 Ordinary Shares 24,921 $0.000000 Direct F3
transaction ALKS Restricted Stock Unit Award Options Exercise -7,036 -33% 14,073 20 Feb 2022 Ordinary Shares 7,036 $0.000000 Direct F1, F4
transaction ALKS Restricted Stock Unit Award Options Exercise -6,875 -50% 6,875 21 Feb 2022 Ordinary Shares 6,875 $0.000000 Direct F1, F5
transaction ALKS Restricted Stock Unit Award Options Exercise -7,286 -25% 21,858 22 Feb 2022 Ordinary Shares 7,286 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into ordinary shares on a one-for-one basis.
F2 Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.
F3 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.
F4 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.
F5 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.
F6 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.