Iain M. Brown - 18 Feb 2022 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, Chief Financial Officer
Signature
/s/ Stephanie Roche, attorney-in-fact for Iain M. Brown
Issuer symbol
ALKS
Transactions as of
18 Feb 2022
Net transactions value
-$120,466
Form type
4
Filing time
23 Feb 2022, 15:30:37 UTC
Previous filing
17 Feb 2022
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise +4,589 +9.5% 52,946 20 Feb 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability $33,808 -1,348 -2.5% $25.08 51,598 20 Feb 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +4,800 +9.3% 56,398 21 Feb 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability $35,413 -1,412 -2.5% $25.08 54,986 21 Feb 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +6,969 +13% 61,955 22 Feb 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability $51,245 -2,049 -3.3% $25.01 59,906 22 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Award $0 +99,682 $0.000000 99,682 18 Feb 2022 Ordinary Shares 99,682 $25.08 Direct F2
transaction ALKS Restricted Stock Unit Award Award $0 +24,921 $0.000000 24,921 18 Feb 2022 Ordinary Shares 24,921 $0.000000 Direct F3
transaction ALKS Restricted Stock Unit Award Options Exercise -4,589 -33% 9,178 20 Feb 2022 Ordinary Shares 4,589 $0.000000 Direct F1, F4
transaction ALKS Restricted Stock Unit Award Options Exercise -4,800 -50% 4,800 21 Feb 2022 Ordinary Shares 4,800 $0.000000 Direct F1, F5
transaction ALKS Restricted Stock Unit Award Options Exercise -6,969 -25% 20,908 22 Feb 2022 Ordinary Shares 6,969 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into ordinary shares on a one-for-one basis.
F2 Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.
F3 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.
F4 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.
F5 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.
F6 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.