Iain M. Brown - Feb 18, 2022 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
SVP, Chief Financial Officer
Signature
/s/ Stephanie Roche, attorney-in-fact for Iain M. Brown
Stock symbol
ALKS
Transactions as of
Feb 18, 2022
Transactions value $
-$120,466
Form type
4
Date filed
2/23/2022, 03:30 PM
Previous filing
Feb 17, 2022
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise +4.59K +9.49% 52.9K Feb 20, 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability -$33.8K -1.35K -2.55% $25.08 51.6K Feb 20, 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +4.8K +9.3% 56.4K Feb 21, 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability -$35.4K -1.41K -2.5% $25.08 55K Feb 21, 2022 Direct
transaction ALKS Ordinary Shares Options Exercise +6.97K +12.67% 62K Feb 22, 2022 Direct F1
transaction ALKS Ordinary Shares Tax liability -$51.2K -2.05K -3.31% $25.01 59.9K Feb 22, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Award $0 +99.7K $0.00 99.7K Feb 18, 2022 Ordinary Shares 99.7K $25.08 Direct F2
transaction ALKS Restricted Stock Unit Award Award $0 +24.9K $0.00 24.9K Feb 18, 2022 Ordinary Shares 24.9K $0.00 Direct F3
transaction ALKS Restricted Stock Unit Award Options Exercise -4.59K -33.33% 9.18K Feb 20, 2022 Ordinary Shares 4.59K $0.00 Direct F1, F4
transaction ALKS Restricted Stock Unit Award Options Exercise -4.8K -50% 4.8K Feb 21, 2022 Ordinary Shares 4.8K $0.00 Direct F1, F5
transaction ALKS Restricted Stock Unit Award Options Exercise -6.97K -25% 20.9K Feb 22, 2022 Ordinary Shares 6.97K $0.00 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into ordinary shares on a one-for-one basis.
F2 Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.
F3 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.
F4 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.
F5 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.
F6 Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.