James J. Judge - Feb 15, 2022 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Judge
Stock symbol
ES
Transactions as of
Feb 15, 2022
Transactions value $
-$1,156,530
Form type
4
Date filed
2/17/2022, 10:11 AM
Previous filing
Feb 4, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Tax liability -$1.16M -14.1K -8.3% $82.21 156K Feb 15, 2022 Direct F1, F2
holding ES Common Shares, $5.00 par value 138K Feb 15, 2022 James J. Judge Family Trust
holding ES Common Shares, $5.00 par value 29K Feb 15, 2022 401k Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 98.6K Feb 15, 2022 Common Shares, $5.00 par value 98.6K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of common shares to satisfy tax withholding obligations.
F2 Includes restricted share units and dividend equivalents thereon.
F3 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.