Rodney O. Martin Jr - Feb 10, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Chairman and CEO, Director
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 10, 2022
Transactions value $
-$1,394,280
Form type
4
Date filed
2/11/2022, 04:23 PM
Previous filing
Nov 19, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$1.39M -19.4K -8.18% $72.00 217K Feb 10, 2022 Direct F1
holding VOYA Common Stock 6.14K Feb 10, 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Deferred Savings Plan Issuer Stock Units 7.86K Feb 10, 2022 Common Stock 7.86K Direct F2, F3
holding VOYA Performance Stock Unit 278K Feb 10, 2022 Common Stock 278K Direct F4, F5
holding VOYA Performance-Based Stock Options 159K Feb 10, 2022 Common Stock 159K Direct F6
holding VOYA Restricted Stock Units 142K Feb 10, 2022 Common Stock 142K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.
F2 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F3 Includes dividends of 23.590 shares.
F4 The stock units will vest based on their respective award agreements.
F5 The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
F6 The options vest based on the conditions set forth in their respective agreements.