Matthew M. Rankin - 31 Dec 2021 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Director, Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 10:57:33 UTC
Previous filing
17 Dec 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 +301 +3.7% $0.000000 8,381 30 Dec 2021 By RAII F1, F2, F3
transaction NC Class A Common Stock Gift $0 +151 +5.1% $0.000000 3,118 30 Dec 2021 Trust/RAII/Child2 F2, F4
transaction NC Class A Common Stock Gift $0 +151 +4.8% $0.000000 3,266 30 Dec 2021 Trust/RAII/Child1 F2, F4
transaction NC Class A Common Stock Gift $0 +301 +10% $0.000000 3,266 30 Dec 2021 Trust/RAII/Child1 F2, F4
transaction NC Class A Common Stock Gift $0 -301 -3.5% $0.000000 8,381 30 Dec 2021 By RAII F1, F2, F3
transaction NC Class A Common Stock Gift $0 -301 -3.5% $0.000000 8,381 30 Dec 2021 By RAII F1, F2, F3
transaction NC Class A Common Stock Gift $0 +301 +11% $0.000000 3,118 30 Dec 2021 Trust/RAII/Child2 F2, F4
holding NC Class A Common Stock 722 31 Dec 2021 By Spouse F5
holding NC Class A Common Stock 2,058 31 Dec 2021 By RAII/Spouse F1, F6
holding NC Class A Common Stock 645 31 Dec 2021 Trust/Child1 F7
holding NC Class A Common Stock 500 31 Dec 2021 Direct F1
holding NC Class A Common Stock 23,175 31 Dec 2021 By Trust F8
holding NC Class A Common Stock 563 31 Dec 2021 Trust/Child2 F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
F2 N/A
F3 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
F4 Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
F5 Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6 Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
F7 Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
F8 Held through a trust for the benefit of Reporting Person.