Rankin Thomas T. - 31 Dec 2021 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 10:52:40 UTC
Previous filing
04 Jan 2022
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 -301 -0.99% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -151 -0.5% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -151 -0.5% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -301 -0.99% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -151 -0.5% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -151 -0.5% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
transaction NC Class A Common Stock Gift $0 -301 -0.99% $0.000000 30,162 30 Dec 2021 By Assoc II F1, F2
holding NC Class A Common Stock 2,192 31 Dec 2021 By Trust/Son 2 F3
holding NC Class A Common Stock 2,192 31 Dec 2021 By Trust/Son 1 F4
holding NC Class A Common Stock 2,192 31 Dec 2021 By Trust/Son 3 F5
holding NC Class A Common Stock 3,222 31 Dec 2021 By Spouse F6
holding NC Class A Common Stock 1,843 31 Dec 2021 By Assoc II/Spouse F7
holding NC Class A Common Stock 7 31 Dec 2021 Direct F8
holding NC Class A Common Stock 1,975 31 Dec 2021 By RMI (Delaware) F9
holding NC Class A Common Stock 165 31 Dec 2021 By Trust F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 9,430 31 Dec 2021 Class A Common Stock 9,430 By Trust/Son 2 F1, F11
holding NC Class B Common Stock 9,430 31 Dec 2021 Class A Common Stock 9,430 By Trust/Son 1 F1, F12
holding NC Class B Common Stock 9,430 31 Dec 2021 Class A Common Stock 9,430 By Trust/Son 3 F1, F13
holding NC Class B Common Stock 7,857 31 Dec 2021 Class A Common Stock 7,857 By Trust/Son 2 F1, F3
holding NC Class B Common Stock 7,857 31 Dec 2021 Class A Common Stock 7,857 By Trust/Son 1 F1, F4
holding NC Class B Common Stock 7,857 31 Dec 2021 Class A Common Stock 7,857 By Trust/Son 3 F1, F5
holding NC Class B Common Stock 20,000 31 Dec 2021 Class A Common Stock 20,000 By Assoc I/Spouse F1, F14
holding NC Class B Common Stock 85,056 31 Dec 2021 Class A Common Stock 85,056 By Assoc IV/Spouse F1, F15
holding NC Class B Common Stock 25 31 Dec 2021 Class A Common Stock 25 $0.000000 By GP F1, F16
holding NC Class B Common Stock 35,312 31 Dec 2021 Class A Common Stock 35,312 $0.000000 By Assoc I F1, F17
holding NC Class B Common Stock 145,793 31 Dec 2021 Class A Common Stock 145,793 $0.000000 By Trust F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o James T. Rankin.
F4 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Matthew M. Rankin.
F5 Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Thomas Parker Rankin.
F6 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F8 As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
F9 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F10 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
F11 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin.
F12 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin.
F13 Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas Parker Rankin.
F14 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P . Reporting Person disclaims beneficial ownership of all such shares.
F16 (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F17 Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.