Joseph Chan - 10 Feb 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
10 Feb 2022
Net transactions value
$0
Form type
4
Filing time
11 Feb 2022, 05:16:07 UTC
Previous filing
20 Dec 2021
Next filing
30 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Award $0 +38,579 $0.000000 38,579 10 Feb 2022 Common Stock 38,579 $50.16 Direct F1
transaction YUMC Restricted Stock Unit Award $0 +4,785 $0.000000 4,785 10 Feb 2022 Common Stock 4,785 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from 2/10/2022.
F2 Conversion occurs on a one-for-one basis.
F3 Vesting occurs 25% per year beginning one year from 2/10/2022.
F4 This grant does not have an expiration date.