David L. Stein - Feb 8, 2022 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
Stock symbol
ASB
Transactions as of
Feb 8, 2022
Transactions value $
-$110,672
Form type
4
Date filed
2/10/2022, 12:21 PM
Previous filing
Jan 27, 2022
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Award $0 +43 +0.06% $0.00 70.9K Feb 8, 2022 Direct F1
transaction ASB Common Stock $0.01 Par Value Tax liability -$18.8K -730 -1.03% $25.71 70.1K Feb 9, 2022 Direct F2
transaction ASB Common Stock $0.01 Par Value Options Exercise $113K +8.03K +11.45% $14.02 78.2K Feb 9, 2022 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$204K -8.03K -10.27% $25.47 70.1K Feb 9, 2022 Direct
holding ASB Common Stock $0.01 Par Value 36.2K Feb 8, 2022 by Trust
holding ASB Common Stock $0.01 Par Value 8.25K Feb 8, 2022 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -8.03K -100% $0.00* 0 Feb 9, 2022 Common Stock $0.01 Par Value 8.03K $14.02 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dividend equivalent units earned on vested shares, a portion of which the reporting person has elected to defer upon vesting, and which will remain in the Executive's Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.
F2 Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
F3 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.