Timothy J. Lau - 09 Feb 2022 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau
Issuer symbol
ASB
Transactions as of
09 Feb 2022
Net transactions value
-$107,256
Form type
4
Filing time
10 Feb 2022, 11:31:50 UTC
Previous filing
27 Jan 2022
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Tax liability $25,556 -994 -1.7% $25.71 58,357 09 Feb 2022 Direct F1
transaction ASB Common Stock $0.01 Par Value Options Exercise $173,800 +10,000 +17% $17.38 68,357 09 Feb 2022 Direct
transaction ASB Common Stock $0.01 Par Value Sale $255,500 -10,000 -15% $25.55 58,357 09 Feb 2022 Direct F2
holding ASB Common Stock $0.01 Par Value 1,613 09 Feb 2022 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -10,000 -71% $0.000000 4,152 09 Feb 2022 Common Stock $0.01 Par Value 10,000 $17.38 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.53 to $25.58, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3 Option vests in four equal annual installments beginning on February 8, 2017.