Timothy J. Lau - Feb 9, 2022 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Signature
/s/ Lynn M. Floeter, attorney-in-fact for Timothy J. Lau
Stock symbol
ASB
Transactions as of
Feb 9, 2022
Transactions value $
-$107,256
Form type
4
Date filed
2/10/2022, 11:31 AM
Previous filing
Jan 27, 2022
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Tax liability -$25.6K -994 -1.67% $25.71 58.4K Feb 9, 2022 Direct F1
transaction ASB Common Stock $0.01 Par Value Options Exercise $174K +10K +17.14% $17.38 68.4K Feb 9, 2022 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$256K -10K -14.63% $25.55 58.4K Feb 9, 2022 Direct F2
holding ASB Common Stock $0.01 Par Value 1.61K Feb 9, 2022 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -10K -70.66% $0.00 4.15K Feb 9, 2022 Common Stock $0.01 Par Value 10K $17.38 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.53 to $25.58, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holder of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3 Option vests in four equal annual installments beginning on February 8, 2017.