Christopher del Moral-Niles - 08 Feb 2022 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Chief Financial Officer
Signature
/s/ Lynn M. Floeter, attorney-in-fact for Christopher Del Moral-Niles
Issuer symbol
ASB
Transactions as of
08 Feb 2022
Net transactions value
-$102,747
Form type
4
Filing time
10 Feb 2022, 10:52:33 UTC
Previous filing
27 Jan 2022
Next filing
16 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $583,042 +28,693 +30% $20.32 123,441 08 Feb 2022 Direct
transaction ASB Common Stock $0.01 Par Value Tax liability $620,305 -24,127 -20% $25.71 99,314 08 Feb 2022 Direct F1
transaction ASB Common Stock $0.01 Par Value Tax liability $65,483 -2,547 -2.6% $25.71 96,767 09 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -28,693 -50% $0.000000 28,694 08 Feb 2022 Common Stock $0.01 Par Value 28,693 $20.32 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.
F2 Shares were surrendered to satisfy tax withholding obligations arising from the vesting of time-based restricted stock.
F3 Option vests in four equal annual installments beginning on February 8, 2021