Lukas Scheibler - Feb 8, 2022 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role: CHIEF INNOVATION OFFICER
Signature: /s/ David Watson, attorney-in-fact for Lukas Scheibler
Stock symbol: APLS
Transactions as of: Feb 8, 2022
Transactions value $: -$311,500
Form type: 4
Date filed: 2/10/2022, 07:32 AM
Previous filing: Feb 1, 2022
Next filing: Feb 14, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	APLS	Common Stock	Options Exercise	$139K	+10K	+18.57%	$13.85	63.9K	Feb 8, 2022	Direct	F1
transaction	APLS	Common Stock	Sale	-$450K	-10K	-15.66%	$45.00	53.9K	Feb 8, 2022	Direct	F1

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	APLS	Stock Option (Right to Buy)	Options Exercise	$0	-10K	-11.76%	$0.00	75K	Feb 8, 2022	Common Stock	10K	$13.85	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This is a scheduled exercise from 10B5-1 trading plan.
F2	This represents a stock option grant made on 02/08/2019 that vest as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to the satisfaction of a specified performance condition and continued service.