Anre D. Williams - Feb 9, 2022 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Group Pres., Enterprise Serv.
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Feb 9, 2022
Transactions value $
-$14,110,762
Form type
4
Date filed
2/9/2022, 06:44 PM
Previous filing
Feb 7, 2022
Next filing
May 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $11.2M +117K +102.75% $95.52 231K Feb 9, 2022 Direct
transaction AXP Common Stock Options Exercise $1.42M +14.5K +6.27% $97.98 246K Feb 9, 2022 Direct
transaction AXP Common Stock Options Exercise $799K +8.09K +3.29% $98.75 254K Feb 9, 2022 Direct
transaction AXP Common Stock Sale -$25.8M -131K -51.69% $196.78 123K Feb 9, 2022 Direct F1
transaction AXP Common Stock Sale -$1.69M -8.57K -6.98% $197.40 114K Feb 9, 2022 Direct F2
holding AXP Common Stock 10.3 Feb 9, 2022 by 401(k) Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -117K -100% $0.00* 0 Feb 9, 2022 Common Stock 117K $95.52 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -14.5K -100% $0.00* 0 Feb 9, 2022 Common Stock 14.5K $97.98 Direct
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -8.09K -100% $0.00* 0 Feb 9, 2022 Common Stock 8.09K $98.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.25 to $197.245. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.25 to $197.615. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3 Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.