Laureen Seeger - Jan 31, 2022 Form 4/A - Amendment Insider Report for AMERICAN EXPRESS CO (AXP)

Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Jan 31, 2022
Transactions value $
-$8,010,945
Form type
4/A - Amendment
Date filed
2/9/2022, 06:20 PM
Date Of Original Report
Feb 2, 2022
Previous filing
Feb 1, 2022
Next filing
Jun 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Sale -$5.41M -30.8K -50.22% $175.57 30.5K Jan 31, 2022 Direct F1
transaction AXP Common Stock Options Exercise $0 +30.8K +100.9% $0.00 61.3K Jan 31, 2022 Direct F2
transaction AXP Common Stock Sale -$358K -1.9K -3.1% $188.66 59.4K Feb 8, 2022 Direct F3
transaction AXP Common Stock Sale -$433K -2.28K -3.84% $189.76 57.2K Feb 8, 2022 Direct F4
transaction AXP Common Stock Sale -$266K -1.4K -2.45% $190.34 55.8K Feb 8, 2022 Direct F5
transaction AXP Common Stock Sale -$208K -1.09K -1.95% $191.61 54.7K Feb 8, 2022 Direct F6
transaction AXP Common Stock Sale -$519K -2.69K -4.93% $192.53 52K Feb 8, 2022 Direct F7
transaction AXP Common Stock Sale -$414K -2.14K -4.12% $193.59 49.8K Feb 8, 2022 Direct F8
transaction AXP Common Stock Sale -$403K -2.08K -4.16% $194.15 47.8K Feb 8, 2022 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -30.8K -100% $0.00* 0 Jan 31, 2022 Common Stock 30.8K $100.96 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.23 to $176.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2 Includes additional shares acquired pursuant to dividend reinvestment.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.18 to $189.13. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.20 to $190.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.10 to $190.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.15 to $192.09. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.15 to $193.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.11 to $193.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.93 to $194.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Remarks:

The transactions occurring on January 31, 2022 reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in May 2021. The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment (as reflected in the footnote above) that were inadvertently omitted in the original filing. The transactions occurring on February 8, 2022 reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in May 2021.