Eric J. Witczak - 04 Feb 2022 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Secretary
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Eric J. Witczak
Issuer symbol
NIC
Transactions as of
04 Feb 2022
Net transactions value
-$3.24
Form type
4
Filing time
08 Feb 2022, 13:15:09 UTC
Previous filing
24 Nov 2021
Next filing
12 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $24,750 +1,500 +6.4% $16.50* 24,870 04 Feb 2022 Direct
transaction NIC Common Stock Tax liability $24,753 -261 -1% $94.84 24,609 04 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -1,500 -100% $0.000000* 0 04 Feb 2022 Common Stock 1,500 $16.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy the exercise cost of the incentive stock option.
F2 Includes 35 additional shares acquired under the Employee Stock Purchase Plan since Mr. Witczak's last Form 4 filing on November 24, 2021. Mr. Witczak owns a total of 552 shares in the Employee Stock Purchase Plan as of the date of this report.
F3 The stock option has now been fully exercised as of the date of this report.