Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXP | Common Stock | Award | $0 | +38K | +46.46% | $0.00 | 120K | Jan 29, 2022 | Direct | F1 |
transaction | AXP | Common Stock | Tax liability | -$3.58M | -20.2K | -16.83% | $177.06 | 99.8K | Jan 29, 2022 | Direct | F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXP | Employee Stock Option (Right to Buy) | Award | $0 | +41.1K | $0.00 | 41.1K | Jan 29, 2022 | Common Stock | 41.1K | $100.96 | Direct | F4 |
Id | Content |
---|---|
F1 | Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance. |
F2 | The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
F3 | Includes shares acquired pursuant to dividend reinvestment. |
F4 | The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period. |
The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment (as reflected in the footnote above) that were inadvertently omitted in the original filing.