Denise Pickett - 29 Jan 2022 Form 4/A - Amendment Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Pres., GSG and TLS
Signature
/s/ Kristina V. Fink, attorney-in-fact
Issuer symbol
AXP
Transactions as of
29 Jan 2022
Net transactions value
-$2,766,313
Form type
4/A - Amendment
Filing time
07 Feb 2022, 17:42:13 UTC
Date Of Original Report
01 Feb 2022
Previous filing
11 May 2021
Next filing
01 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Award $0 +15,451 +99% $0.000000 31,096 29 Jan 2022 Direct F1
transaction AXP Common Stock Tax liability $1,478,628 -8,351 -27% $177.06 22,806 29 Jan 2022 Direct F2, F3
transaction AXP Common Stock Sale $1,287,685 -7,000 -31% $183.96 15,806 03 Feb 2022 Direct
holding AXP Common Stock 1,400 29 Jan 2022 by ESOP F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Award $0 +16,688 $0.000000 16,688 29 Jan 2022 Common Stock 16,688 $100.96 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
F2 The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
F3 Includes shares acquired pursuant to dividend reinvestment.
F4 Includes shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
F5 The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Remarks:

The original Form 4, filed on February 1, 2022, is being amended by this Form 4 amendment to include shares acquired pursuant to dividend reinvestment and shares held in the reporting person's account under the Company's Employee Stock Ownership Plan (as reflected in the footnotes above) that were inadvertently omitted in the original filing.