James J. Judge - Dec 31, 2021 Form 5 Insider Report for EVERSOURCE ENERGY (ES)

Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Judge
Stock symbol
ES
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/4/2022, 05:18 PM
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Gift $0 -138K -66.62% $0.00 69.1K Nov 23, 2021 Direct F1
transaction ES Common Shares, $5.00 par value Gift $0 +138K $0.00 138K Nov 23, 2021 James J. Judge Family Trust
holding ES Common Shares, $5.00 par value 28.9K Dec 31, 2021 401k Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 98.6K Dec 31, 2021 Common Shares, $5.00 par value 98.6K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted share units and dividend equivalents thereon.
F2 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F3 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one Eversource Energy common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents exempt from the line item reporting under SEC Rule 16a-11. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.