Julian Nebreda - Jan 25, 2022 Form 3 Insider Report for AES CORP (AES)

Role
President, US&Glob. Bus. Lines
Signature
/s/ Jennifer Gillcrist, attorney-in-fact
Stock symbol
AES
Transactions as of
Jan 25, 2022
Transactions value $
$0
Form type
3
Date filed
2/4/2022, 03:22 PM
Previous filing
Oct 28, 2021
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AES Common Stock 27K Jan 25, 2022 by 401(k) F1
holding AES Common Stock 70K Jan 25, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AES IRP Unit Jan 25, 2022 Common Stock 78.4K Direct F3
holding AES Stock Option (Right to Buy) Jan 25, 2022 Common Stock 26.9K $14.63 Direct F4
holding AES Stock Option (Right to Buy) Jan 25, 2022 Common Stock 46.1K $11.89 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This information is based on a plan statement relating to The AES Corporation Retirement Savings Plan dated January 31, 2022.
F2 Includes Restricted Stock Unit awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan.
F3 These units were awarded pursuant to the International Retirement Plan (the "IRP"). Generally, units under the IRP are paid out in cash following termination of employment or later per the IRP document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the IRP are 100% vested upon award.
F4 This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 21, 2014. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.
F5 This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 20, 2015. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Remarks:

Exhibit List: Exhibit 24.1 Power of Attorney