Julian Nebreda - 25 Jan 2022 Form 3 Insider Report for AES CORP (AES)

Role
President, US&Glob. Bus. Lines
Signature
/s/ Jennifer Gillcrist, attorney-in-fact
Issuer symbol
AES
Transactions as of
25 Jan 2022
Net transactions value
$0
Form type
3
Filing time
04 Feb 2022, 15:22:07 UTC
Previous filing
28 Oct 2021
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AES Common Stock 26,969 25 Jan 2022 by 401(k) F1
holding AES Common Stock 70,007 25 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AES IRP Unit 25 Jan 2022 Common Stock 78,352 Direct F3
holding AES Stock Option (Right to Buy) 25 Jan 2022 Common Stock 26,917 $14.63 Direct F4
holding AES Stock Option (Right to Buy) 25 Jan 2022 Common Stock 46,092 $11.89 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This information is based on a plan statement relating to The AES Corporation Retirement Savings Plan dated January 31, 2022.
F2 Includes Restricted Stock Unit awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan.
F3 These units were awarded pursuant to the International Retirement Plan (the "IRP"). Generally, units under the IRP are paid out in cash following termination of employment or later per the IRP document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the IRP are 100% vested upon award.
F4 This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 21, 2014. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.
F5 This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 20, 2015. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

Remarks:

Exhibit List: Exhibit 24.1 Power of Attorney