Ryan Marshall - Feb 2, 2022 Form 4 Insider Report for PULTEGROUP INC/MI/ (PHM)

Signature
/s/ Todd N. Sheldon, Attorney-in-Fact
Stock symbol
PHM
Transactions as of
Feb 2, 2022
Transactions value $
-$1,600,648
Form type
4
Date filed
2/4/2022, 12:40 PM
Next filing
Feb 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHM Common Stock Award $0 +65.9K +11.65% $0.00 631K Feb 2, 2022 Direct F1, F2
transaction PHM Common Stock Tax liability -$1.6M -29.7K -4.71% $53.83 602K Feb 2, 2022 Direct F3
transaction PHM Common Stock Award $0 +65K +10.81% $0.00 667K Feb 2, 2022 Direct
holding PHM Units 1.08K Feb 2, 2022 By 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan.
F2 These shares are fully vested and exercisable.
F3 These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
F4 Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,527.320 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 2, 2022.