Arnold Donald - Jan 28, 2022 Form 4 Insider Report for CARNIVAL PLC (CUK)

Role
President & CEO, Director
Signature
/s/ Arnold W. Donald
Stock symbol
CUK
Transactions as of
Jan 28, 2022
Transactions value $
-$1,827,970
Form type
4
Date filed
2/1/2022, 11:05 AM
Previous filing
Jul 16, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CUK Trust Shares (beneficial Interest In Special Voting Share) Sale -$928K -48.6K -10.52% $19.08 414K Jan 28, 2022 Direct F1, F2
transaction CUK Trust Shares (beneficial Interest In Special Voting Share) Sale -$900K -47.2K -11.4% $19.08 367K Jan 28, 2022 Direct F1, F2, F3
holding CUK Trust Shares (beneficial Interest In Special Voting Share) 588K Jan 28, 2022 By The Arnold W. Donald Revocable Trust Uad 5/26/98 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
F2 This transaction was executed in multiple trades at prices ranging from $19.005 to $19.18. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Represents a sale of shares to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.