Jonathan C. Roberts - Jan 27, 2022 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP & Chief Operating Officer
Signature
Jonathan C. Roberts
Stock symbol
CVS
Transactions as of
Jan 27, 2022
Transactions value $
-$358,846
Form type
4
Date filed
1/28/2022, 03:58 PM
Previous filing
Nov 5, 2021
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Options Exercise $7M +68.5K +63.93% $102.26 176K Jan 27, 2022 Direct
transaction CVS Common Stock Sale -$7.36M -68.5K -39% $107.50 107K Jan 27, 2022 Direct F1
holding CVS Common Stock 34.7K Jan 27, 2022 By GRAT
holding CVS Common Stock (restricted) 12.8K Jan 27, 2022 Direct
holding CVS ESOP Common Stock 6.05K Jan 27, 2022 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Options Exercise $0 -68.5K -100% $0.00* 0 Jan 27, 2022 Common Stock 68.5K $102.26 Direct F2
holding CVS Phantom Stock Credits 1.42K Jan 27, 2022 Common Stock 1.42K $1.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales were effected pursuant to a Rule 10b5-1 plan.
F2 Option became exercisable in four equal annual installments, commencing 4/1/2016.
F3 Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.