Laurie Z. Douglas - Dec 25, 2021 Form 5 Insider Report for PUBLIX SUPER MARKETS INC (NONE)

Role
Senior Vice President
Signature
/s/ Monica Allman, POA on file for Laurie Z. Douglas
Stock symbol
NONE
Transactions as of
Dec 25, 2021
Transactions value $
$85,127
Form type
5
Date filed
1/28/2022, 02:36 PM
Previous filing
Oct 4, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Common Stock Other $90.5K +1.56K +26.91% $57.95 7.37K Jan 19, 2021 By Spouse's IRA
transaction NONE Common Stock Other -$90.5K -1.56K -100% $57.95 0 Jan 19, 2021 By Spouse's 401(k) F1
transaction NONE Common Stock Other -$493 -8.18 -100.01% $60.20 0 Apr 1, 2021 By Spouse's 401(k) F1
transaction NONE Common Stock Other $493 +8.18 +0.11% $60.20 7.38K Apr 1, 2021 By Spouse's IRA
transaction NONE Common Stock Other $169K +2.8K +4.23% $60.20 69K Apr 22, 2021 Direct
transaction NONE Common Stock Other -$169K -2.8K -100% $60.20 0 Apr 22, 2021 By Spouse
holding NONE Common Stock 429 Dec 25, 2021 By 401(k)
holding NONE Common Stock 10.4K Dec 25, 2021 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NONE SERP Stock Award $85.1K +1.41K +10.54% $60.20 14.8K Mar 1, 2021 Common Stock 1.41K By SERP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.