David Bornmann - Dec 25, 2021 Form 5 Insider Report for PUBLIX SUPER MARKETS INC (NONE)

Signature
/s/ Monica Allman, POA on file for David Bornmann
Stock symbol
NONE
Transactions as of
Dec 25, 2021
Transactions value $
$39,465
Form type
5
Date filed
1/28/2022, 09:58 AM
Next filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NONE Common Stock 81.1K Dec 25, 2021 Direct
holding NONE Common Stock 4.69K Dec 25, 2021 By Spouse's Trust
holding NONE Common Stock 14.1K Dec 25, 2021 By Spouse
holding NONE Common Stock 1.6K Dec 25, 2021 By Custodian for Child
holding NONE Common Stock 2.19K Dec 25, 2021 By 401(k) F1
holding NONE Common Stock 54.8K Dec 25, 2021 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NONE SERP Stock Award $39.5K +656 +13.32% $60.20* 5.58K Mar 1, 2021 Common Stock 656 By SERP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F3 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.