DAVID E. BORNMANN - 25 Dec 2021 Form 5 Insider Report for PUBLIX SUPER MARKETS INC

Role
Senior Vice President
Signature
/s/ Monica Allman, POA on file for David Bornmann
Issuer symbol
N/A
Transactions as of
25 Dec 2021
Net transactions value
+$39,465
Form type
5
Filing time
28 Jan 2022, 09:58:09 UTC
Next filing
31 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding Common Stock 81,086 25 Dec 2021 Direct
holding Common Stock 4,687 25 Dec 2021 By Spouse's Trust
holding Common Stock 14,125 25 Dec 2021 By Spouse
holding Common Stock 1,600 25 Dec 2021 By Custodian for Child
holding Common Stock 2,186 25 Dec 2021 By 401(k) F1
holding Common Stock 54,782 25 Dec 2021 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERP Stock Award $39,465 +656 +13% $60.20* 5,577 01 Mar 2021 Common Stock 656 By SERP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F3 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.