| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NIC | Common Stock | Options Exercise | $154,000 | +5,000 | +286% | $30.80 | 6,746 | 21 Jan 2022 | Direct | |
| transaction | NIC | Common Stock | Sale | $457,650 | -5,000 | -74% | $91.53 | 1,746 | 21 Jan 2022 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NIC | Stock Option (Right to Buy) | Options Exercise | $0 | -5,000 | -20% | $0.000000 | 20,000 | 21 Jan 2022 | Common Stock | 5,000 | $30.80 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.50 to $91.72, inclusive. Mr. Radzak undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | Includes an additional 35 shares acquired by Mr. Radzak under the Employee Stock Purchase Plan, since Mr. Radzak's previous Form 4 filing, November 24, 2021. Mr. Radzak owns a total of 638 shares in the Employee Stock Purchase Plan as of the date of this report. |
| F3 | The remaining 20,000 non-qualified options are fully vested and exercisable The options vested in five annual installments of 5,000 shares annually on June 17 of each year, beginning on June 17, 2016 and fully vested on June 17, 2020. |