Samuel Zell - 21 Jan 2022 Form 4 Insider Report for EQUITY RESIDENTIAL (EQR)

Role
Director, Chairman of the Board
Signature
/s/ Samantha Thompson, Attorney-in-fact
Issuer symbol
EQR
Transactions as of
21 Jan 2022
Net transactions value
$0
Form type
4
Filing time
25 Jan 2022, 15:16:51 UTC
Previous filing
01 Dec 2021
Next filing
28 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQR Common Shares Of Beneficial Interest Award $0 +42,633 +7.1% $0.000000 643,466 21 Jan 2022 Direct F1, F2
holding EQR Common Shares Of Beneficial Interest 600 21 Jan 2022 By Spouse, Trustee for Helen Zell Revocable Trust F3
holding EQR Common Shares Of Beneficial Interest 1,206,968 21 Jan 2022 Samstock, L.L.C. F4
holding EQR Common Shares Of Beneficial Interest 2,730,294 21 Jan 2022 Samuel Zell Revocable Trust F5
holding EQR Common Shares Of Beneficial Interest 694,344 21 Jan 2022 SERP Account F6
holding EQR Common Shares Of Beneficial Interest 1,246 21 Jan 2022 SZ JoAnn Trust F7
holding EQR Common Shares Of Beneficial Interest 1,246 21 Jan 2022 SZ Kellie Trust F8
holding EQR Common Shares Of Beneficial Interest 1,246 21 Jan 2022 SZ Matthew Trust F9
holding EQR Common Shares Of Beneficial Interest 154,480 21 Jan 2022 Zell Family Foundation F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted shares of Equity Residential (the "Company") issued in connection with the settlement of an award under the Company's 2019 Long-Term Incentive Plan which are scheduled to vest on February 3, 2022.
F2 Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3 Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
F4 Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F5 Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.
F6 Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person, and includes shares acquired through dividend reinvestments.
F7 Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F8 Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F9 Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F10 Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.