| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFSI | Common Stock | Sale | -$1.03M | -14.8K | -2.14% | $69.51 | 677K | Jan 13, 2022 | Direct | F1, F2, F3 |
| transaction | PFSI | Common Stock | Sale | -$15.5K | -220 | -0.03% | $70.25 | 676K | Jan 13, 2022 | Direct | F1, F4, F5 |
| holding | PFSI | Common Stock | 466K | Jan 13, 2022 | ST Family Investment Company LLC |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 53.6K | Jan 13, 2022 | Common Stock | 53.6K | $58.85 | Direct | F6 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 59.5K | Jan 13, 2022 | Common Stock | 59.5K | $35.03 | Direct | F7 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 140K | Jan 13, 2022 | Common Stock | 140K | $59.68 | Direct | F8 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 55.5K | Jan 13, 2022 | Common Stock | 55.5K | $22.92 | Direct | F9 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 52.9K | Jan 13, 2022 | Common Stock | 52.9K | $24.40 | Direct | F10 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 69.3K | Jan 13, 2022 | Common Stock | 69.3K | $18.05 | Direct | F11 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 71.2K | Jan 13, 2022 | Common Stock | 71.2K | $11.28 | Direct | F12 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 61.1K | Jan 13, 2022 | Common Stock | 61.1K | $17.52 | Direct | F13 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 72.3K | Jan 13, 2022 | Common Stock | 72.3K | $17.26 | Direct | F14 | |||||
| holding | PFSI | Nonstatutory Stock Option (Right to Buy) | 40.7K | Jan 13, 2022 | Common Stock | 40.7K | $21.03 | Direct | F15 |
| Id | Content |
|---|---|
| F1 | These shares of Common Stock were sold pursuant to a 10b5-1 plan |
| F2 | The price reported is the weighted average price of multiple transactions ranging from $69.12 to $70.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| F3 | The reported amount consists of 30,432 restricted stock units and 646,125 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F4 | The price reported is the weighted average price of multiple transactions ranging from $70.17 to $70.25. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| F5 | The reported amount consists of 30,432 restricted stock units and 645,905 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| F6 | This nonstatutory stock option to purchase 53,589 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. |
| F7 | This nonstatutory stock option to purchase 59,466 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. |
| F8 | This nonstatutory stock option to purchase 140,464 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each lapse date. |
| F9 | This nonstatutory stock option to purchase 55,488 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. |
| F10 | This nonstatutory stock option to purchase 52,935 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
| F11 | This nonstatutory stock option to purchase 69,252 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| F12 | This nonstatutory stock option to purchase 71,161 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| F13 | This nonstatutory stock option to purchase 61,120 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. |
| F14 | This nonstatutory stock option to purchase 72,301 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| F15 | This nonstatutory stock option to purchase 40,735 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |