Federico Grossi - 12 Jan 2022 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Signature
/s/ David Watson, attorney-in-fact for Dr. Federico Grossi
Issuer symbol
APLS
Transactions as of
12 Jan 2022
Net transactions value
+$20,230
Form type
4
Filing time
14 Jan 2022, 15:57:52 UTC
Previous filing
04 Jan 2022
Next filing
19 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Options Exercise $13,765 +3,661 +5.2% $3.76* 74,015 12 Jan 2022 Direct
transaction APLS Common Stock Options Exercise $6,465 +1,500 +2% $4.31* 75,515 12 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -3,661 -100% $0.000000* 0 12 Jan 2022 Common Stock 3,661 $3.76 Direct F1
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -1,500 -2.1% $0.000000 68,823 12 Jan 2022 Common Stock 1,500 $4.31 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This stock option was granted on 02/08/2016 and is fully vested.
F2 This stock option was granted on 08/21/2017 and is fully vested.