Mark Milton Gitin - 11 Jan 2022 Form 4 Insider Report for MKS INSTRUMENTS INC (MKSI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 Jan 2022, 16:41:40 UTC
Next SEC filing
24 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ M. Kathryn Rickards, attorney-in-fact

Key filing fact

Mark Milton Gitin filed Form 4 for MKS INSTRUMENTS INC (MKSI) on 12 Jan 2022.

Key facts

  • This page summarizes Mark Milton Gitin's Form 4 filing for MKS INSTRUMENTS INC (MKSI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 12 Jan 2022, 16:41.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$146,687.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MKSI transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,283
Change %
+51%
Price
Shares after
6,778
Date
11 Jan 2022
Ownership
Direct
Footnotes
F1
MKSI transaction

Common Stock

Tax liability

Transaction value
$146,687
Shares
-841
Change %
-12%
Price
$174.42
Shares after
5,937
Date
11 Jan 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MKSI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
-2,283
Change %
-30%
Price
Shares after
5,249
Date
11 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,283
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Footnote F2

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Footnote F3

These RSUs vested on January 11, 2022.

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