Sabir Sami - Jan 1, 2022 Form 3 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer - KFC
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/7/2022, 10:37 AM
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUM Common Stock 6.16K Jan 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUM Restricted Stock Units Jan 1, 2022 Common Stock 8.01K Direct F1, F2
holding YUM Stock Appreciation Right Jan 1, 2022 Common Stock 3.44K $49.66 Direct
holding YUM Stock Appreciation Right Jan 1, 2022 Common Stock 11.6K $68.00 Direct
holding YUM Stock Appreciation Right Jan 1, 2022 Common Stock 9.08K $78.07 Direct F3
holding YUM Stock Appreciation Right Jan 1, 2022 Common Stock 13.7K $93.26 Direct F3
holding YUM Employee Stock Option (Right to Buy) Jan 1, 2022 Common Stock 12.2K $102.87 Direct F3
holding YUM Employee Stock Option (Right to Buy) Jan 1, 2022 Common Stock 13K $102.87 Direct
holding YUM Employee Stock Option (Right to Buy) Jan 1, 2022 Common Stock 2.35K $103.36 Direct
holding YUM Employee Stock Option (Right to Buy) Jan 1, 2022 Common Stock 5.83K $68.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Vesting occurs upon distribution date of grant, that is 4 years from grant date.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock
F3 Vesting occurs on a quarterly basis beginning one year from grant date.
F4 Vesting occurs 25% per year beginning one year from grant date.