Claiborne R. Rankin - Jan 3, 2022 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Director, Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 12:53 PM
Previous filing
Jan 20, 2022
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +742 +0.28% $0.00 263K Jan 3, 2022 Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin F1
holding HY Class A Common Stock 6.96K Jan 3, 2022 Held in trust fbo Reporting Person's spouse. F2
holding HY Class A Common Stock 188 Jan 3, 2022 Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 100K Jan 3, 2022 Class A Common Stock 100K spouses proportionate LP interst in shares held in RA1 F2, F3
holding HY Class B Common Stock 3.96K Jan 3, 2022 Class A Common Stock 3.96K spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP F2, F3
holding HY Class B Common Stock 377 Jan 3, 2022 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F2, F3
holding HY Class B Common Stock 635 Jan 3, 2022 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3
holding HY Class B Common Stock 169K Jan 3, 2022 Class A Common Stock 169K Spouse's proportionate interest held in shares in RA IV F2, F4, F5, F6
holding HY Class B Common Stock 20.2K Jan 3, 2022 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach F2, F7, F8, F9
holding HY Class B Common Stock 50 Jan 3, 2022 Class A Common Stock 50 Proportionate general partnership interest in shares held in RAIV F3, F10
holding HY Class B Common Stock 40.6K Jan 3, 2022 Class A Common Stock 40.6K proportionate limited partnership interest in shares held by Rankin Associates I, L.P F3
holding HY Class B Common Stock 65.1K Jan 3, 2022 Class A Common Stock 65.1K proportionate limited partnership interests in shares held by Rankin Associates II, L.P F3
holding HY Class B Common Stock 1.17K Jan 3, 2022 Class A Common Stock 1.17K proportionate limited partnership interest in shares held by Rankin Associates IV, L.P F3
holding HY Class B Common Stock 155 Jan 3, 2022 Class A Common Stock 155 Interest in Shares held by Rankin Associates V F3
holding HY Class B Common Stock 292 Jan 3, 2022 Class A Common Stock 292 Proportionate interest in shares held by Rankin Associates VI F3
holding HY Class B Common Stock 20.2K Jan 3, 2022 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr F2, F11, F12, F13
holding HY Class B Common Stock 80 Jan 3, 2022 Class A Common Stock 80 Interest in shares held by RAV held by Rankin Management, Inc. ("RMI") F3
holding HY Class B Common Stock 100 Jan 3, 2022 Class A Common Stock 100 Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") F3
holding HY Class B Common Stock 3.95K Jan 3, 2022 Class A Common Stock 3.95K proportionate interest in shares held by Rankin Management, Inc. ("RMI") F3
holding HY Class B Common Stock 54K Jan 3, 2022 Class A Common Stock 54K Serves as Trustee of GSTs for the benefit of Chloe Seelbach F2, F3
holding HY Class B Common Stock 54K Jan 3, 2022 Class A Common Stock 54K Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. F2, F3
holding HY Class B Common Stock 54K Jan 3, 2022 Class A Common Stock 54K Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers F2, F3
holding HY Class B Common Stock 20.2K Jan 3, 2022 Class A Common Stock 20.2K Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers F2, F14, F15, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 N/A
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A