Watson David O. - 22 Dec 2021 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
General Counsel
Signature
/s/ David Watson
Issuer symbol
APLS
Transactions as of
22 Dec 2021
Net transactions value
-$215,698
Form type
4
Filing time
23 Dec 2021, 15:58:11 UTC
Previous filing
13 Sep 2021
Next filing
28 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Options Exercise $71,660 +5,174 +5.2% $13.85 104,367 22 Dec 2021 Direct
transaction APLS Common Stock Options Exercise $66,840 +4,826 +4.6% $13.85 109,193 22 Dec 2021 Direct
transaction APLS Common Stock Sale $246,883 -5,174 -4.7% $47.72 104,019 22 Dec 2021 Direct F1
transaction APLS Common Stock Options Exercise $70,489 +4,715 +4.5% $14.95 108,734 22 Dec 2021 Direct
transaction APLS Common Stock Options Exercise $80,685 +5,397 +5% $14.95 114,131 22 Dec 2021 Direct
transaction APLS Common Stock Sale $243,917 -5,097 -4.5% $47.86 109,034 22 Dec 2021 Direct F2
transaction APLS Common Stock Sale $14,573 -300 -0.28% $48.58 108,734 22 Dec 2021 Direct F3
holding APLS Common Stock 10,000 22 Dec 2021 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -5,174 -24% $0.000000 16,493 22 Dec 2021 Common Stock 5,174 $13.85 Direct F5
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -4,826 -29% $0.000000 11,667 22 Dec 2021 Common Stock 4,826 $13.85 Direct F5
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -4,715 -19% $0.000000 20,285 22 Dec 2021 Common Stock 4,715 $14.95 Direct F6
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -5,397 -27% $0.000000 14,888 22 Dec 2021 Common Stock 5,397 $14.95 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Average Sale Price: Min. $47.34, Max $48.16
F2 Average Sale Price: Min. $47.38, Max $48.25
F3 Average Sale Price: Min. $48.51, Max $48.66
F4 The securities are held by The Watson Education Trust (the "Trust"), for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Trust except to the extent of his pecuniary interest therein.
F5 This option was granted on February 8, 2019 and will vest as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to continued service.
F6 This option was granted on February 16, 2018 and will vest as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to continued service.