Barbara A. Klein - Dec 22, 2021 Form 4 Insider Report for CMC Materials, Inc. (CCMP)

Role
Director
Signature
/s/ H. Carol Bernstein (Power of Attorney)
Stock symbol
CCMP
Transactions as of
Dec 22, 2021
Transactions value $
-$3,949,198
Form type
4
Date filed
12/22/2021, 04:27 PM
Previous filing
Oct 5, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCMP Common Stock Options Exercise $213K +6K +24.98% $35.47 30K Dec 22, 2021 Direct
transaction CCMP Common Stock Sale -$1.11M -6K -19.99% $185.23 24K Dec 22, 2021 Direct F1
transaction CCMP Common Stock Options Exercise $269K +6K +24.98% $44.88 30K Dec 22, 2021 Direct
transaction CCMP Common Stock Sale -$1.11M -6K -19.99% $185.23 24K Dec 22, 2021 Direct F1
transaction CCMP Common Stock Options Exercise $309K +6K +24.98% $51.57 30K Dec 22, 2021 Direct
transaction CCMP Common Stock Sale -$1.11M -6K -19.99% $185.23 24K Dec 22, 2021 Direct F1
transaction CCMP Common Stock Options Exercise $379K +9.64K +40.13% $39.29 33.7K Dec 22, 2021 Direct
transaction CCMP Common Stock Sale -$1.79M -9.64K -28.64% $185.23 24K Dec 22, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 22, 2021 Common Stock 6K $35.47 Direct F2
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 22, 2021 Common Stock 6K $44.88 Direct F3
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Dec 22, 2021 Common Stock 6K $51.57 Direct F4
transaction CCMP Stock Options (Right to Buy) Options Exercise $0 -9.64K -100% $0.00* 0 Dec 22, 2021 Common Stock 9.64K $39.29 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
F2 Directors' Annual (2013) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/5/2014.
F3 Directors' Annual (2014) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/4/2015.
F4 Directors' Annual (2015) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/3/2016.
F5 Directors' Annual (2016) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/8/2017.