Frank F. Taplin - 21 Sep 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
21 Sep 2021
Net transactions value
+$4,599,037
Form type
4
Filing time
17 Dec 2021, 16:18:50 UTC
Next filing
10 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +212,028 +237% $0.000000 301,420 15 Dec 2021 Held by a Trust for the benefit of Reporting Person F1
holding HY Class A Common Stock 108,844 21 Sep 2021 Proportionate Membership interest in shares held by Abigail LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Gift $4,599,037 +87,070 +70% $52.82 212,028 21 Sep 2021 Class A Common Stock 87,070 Held by a Trust for the benefit of Reporting Person F2
transaction HY Class B Common Stock Other $0 -212,028 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 212,028 Held by a Trust for the benefit of Reporting Person F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 N/A