Frank F. Taplin - Sep 21, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Sep 21, 2021
Transactions value $
$4,599,037
Form type
4
Date filed
12/17/2021, 04:18 PM
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +212K +237.19% $0.00 301K Dec 15, 2021 Held by a Trust for the benefit of Reporting Person F1
holding HY Class A Common Stock 109K Sep 21, 2021 Proportionate Membership interest in shares held by Abigail LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Gift $4.6M +87.1K +69.68% $52.82 212K Sep 21, 2021 Class A Common Stock 87.1K Held by a Trust for the benefit of Reporting Person F2
transaction HY Class B Common Stock Other $0 -212K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 212K Held by a Trust for the benefit of Reporting Person F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 N/A