Thomas T. Rankin - Dec 15, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 03:55 PM
Previous filing
Oct 4, 2021
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -25.3K -100% $0.00* 0 Dec 15, 2021 proportionate interest in shares held in RA1 F1
transaction HY Class A Common Stock Other $0 -14.3K -100% $0.00* 0 Dec 15, 2021 Spouses proportionate interest in shares held by RA1 F1, F2
transaction HY Class A Common Stock Other $0 -31.7K -100% $0.00* 0 Dec 15, 2021 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1
transaction HY Class A Common Stock Other $0 -1.84K -100% $0.00* 0 Dec 15, 2021 spouse's proportionate limited partnership interest in shares held by RA II LP F1, F2
transaction HY Class A Common Stock Other $0 -19 -100% $0.00* 0 Dec 15, 2021 proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust F1
transaction HY Class A Common Stock Other $0 -65.8K -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate limited partnership interest held in shares of RA IV F1, F2
transaction HY Class A Common Stock Other $0 -1.06K -100% $0.00* 0 Dec 15, 2021 Proportionate Interest in shares held by RA5 F1
transaction HY Class A Common Stock Other $0 -377 -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -635 -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -292 -100% $0.00* 0 Dec 15, 2021 Reporting person's proportionate interest in shares held in Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -1.98K -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares in Rankin Associates II held in RMI F1
transaction HY Class A Common Stock Other $0 -80 -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by RA5 held by RMI F1
transaction HY Class A Common Stock Other $0 -100 -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by RA6 held by RMI F1
transaction HY Class A Common Stock Other $0 +3.22K +27.99% $0.00 14.7K Dec 15, 2021 Held by Spouse F2, F3
transaction HY Class A Common Stock Other $0 -41.9K -100% $0.00* 0 Dec 15, 2021 Serves as Trustee of GSTs for the benefit of James Rankin F1, F2
transaction HY Class A Common Stock Other $0 -41.9K -100% $0.00* 0 Dec 15, 2021 Serves as Trustee of GSTs for the benefit of Matthew Rankin F1, F2
transaction HY Class A Common Stock Other $0 -41.9K -100% $0.00* 0 Dec 15, 2021 Serves as trustee of GSTs for the benefit of Thomas P. Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8.23K -100% $0.00* 0 Dec 15, 2021 Serves as trustee of BTR 2020 GST trust fbo James Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8.23K -100% $0.00* 0 Dec 15, 2021 Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8.23K -100% $0.00* 0 Dec 15, 2021 Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin F1, F2
transaction HY Class A Common Stock Other $0 +7 +100% $0.00 14 Dec 15, 2021 Direct F3
transaction HY Class A Common Stock Other $0 +146K +94.73% $0.00 300K Dec 15, 2021 Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +25.3K +55.9% $0.00 70.6K Dec 15, 2021 Class A Common Stock 25.3K Proportionate interest in shares held in RA1 F1, F4
transaction HY Class B Common Stock Other $0 +14.3K +55.9% $0.00 40K Dec 15, 2021 Class A Common Stock 14.3K Spouses proportionate interest in shares held by RA1 F1, F2, F4
transaction HY Class B Common Stock Other $0 +31.7K +100% $0.00 63.3K Dec 15, 2021 Class A Common Stock 31.7K proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4
transaction HY Class B Common Stock Other $0 +1.84K +100% $0.00 3.69K Dec 15, 2021 Class A Common Stock 1.84K spouse's proportionate limited partnership interest in shares held by RA II LP F1, F2, F4
transaction HY Class B Common Stock Other $0 +19 +61.29% $0.00 50 Dec 15, 2021 Class A Common Stock 19 proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust F1, F4
transaction HY Class B Common Stock Other $0 +65.8K +63.12% $0.00 170K Dec 15, 2021 Class A Common Stock 65.8K Spouse's proportionate limited partnership interest held in shares of RA IV F1, F2, F5, F6, F7
transaction HY Class B Common Stock Other $0 +1.06K $0.00 1.06K Dec 15, 2021 Class A Common Stock 1.06K Proportionate Interest in shares held by RA5 F1, F4
transaction HY Class B Common Stock Other $0 +377 $0.00 377 Dec 15, 2021 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2, F4
transaction HY Class B Common Stock Other $0 +635 $0.00 635 Dec 15, 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F4
transaction HY Class B Common Stock Other $0 +292 $0.00 292 Dec 15, 2021 Class A Common Stock 292 Reporting person's proportionate interest in shares held in Rankin Associates VI F1, F4
transaction HY Class B Common Stock Other $0 +1.98K +100% $0.00 3.95K Dec 15, 2021 Class A Common Stock 1.98K Proportionate interest in shares in Rankin Associates II held in RMI F1, F4
transaction HY Class B Common Stock Other $0 +80 $0.00 80 Dec 15, 2021 Class A Common Stock 80 Proportionate interest in shares held by RA5 held by RMI F1, F4
transaction HY Class B Common Stock Other $0 +100 $0.00 100 Dec 15, 2021 Class A Common Stock 100 Proportionate interest in shares held by RA6 held by RMI F1, F4
transaction HY Class B Common Stock Other $0 -3.22K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 3.22K Held by Spouse F2, F3, F4
transaction HY Class B Common Stock Other $0 +41.9K +346.59% $0.00 54K Dec 15, 2021 Class A Common Stock 41.9K Serves as Trustee of the GSTs for the benefit of James Rankin F1, F2, F4
transaction HY Class B Common Stock Other $0 +41.9K +346.59% $0.00 54K Dec 15, 2021 Class A Common Stock 41.9K Serves as Trustee of GSTs for the benefit of Matthew Rankin F1, F2, F4
transaction HY Class B Common Stock Other $0 +41.9K +346.59% $0.00 54K Dec 15, 2021 Class A Common Stock 41.9K Serves as trustee of GSTs for the benefit of T. Parker Rankin F1, F2, F4
transaction HY Class B Common Stock Other $0 +8.23K +68.96% $0.00 20.2K Dec 15, 2021 Class A Common Stock 8.23K Serves as trustee of BTR 2020 GST trust fbo James Rankin F1, F2, F8, F9, F10
transaction HY Class B Common Stock Other $0 +8.23K +68.96% $0.00 20.2K Dec 15, 2021 Class A Common Stock 8.23K Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin F1, F2, F11, F12, F13
transaction HY Class B Common Stock Other $0 +8.23K +68.96% $0.00 20.2K Dec 15, 2021 Class A Common Stock 8.23K Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin F1, F2, F14, F15, F16
transaction HY Class B Common Stock Other $0 -7 -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 7 Direct F3, F4
transaction HY Class B Common Stock Other $0 -146K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 146K Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A