Corbin Rankin - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 15:54:26 UTC
Previous filing
04 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -25,324 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate partnership interest in shares held by RA I LP F1, F2
transaction HY Class A Common Stock Other $0 -14,343 -100% $0.000000* 0 15 Dec 2021 Reporting Person's LP interest in shares held in RA1 F1
transaction HY Class A Common Stock Other $0 -1,843 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interests in shares held by Rankin Associates II, L.P F1
transaction HY Class A Common Stock Other $0 -31,669 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P F1, F2
transaction HY Class A Common Stock Other $0 -19 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust F1, F2
transaction HY Class A Common Stock Other $0 -65,824 -100% $0.000000* 0 15 Dec 2021 Proportionate limited partnership interest held in shares of RA IV F1
transaction HY Class A Common Stock Other $0 -1,057 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by RA5 F1, F2
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Proportionate interests held in shares in Rankin Associates V F1
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -292 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -1,975 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares in Rankin Associates II held in RMI F1, F2
transaction HY Class A Common Stock Other $0 -80 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate Interest in shares held by RAV held by Rankin Management F1, F2
transaction HY Class A Common Stock Other $0 -100 -100% $0.000000* 0 15 Dec 2021 Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management F1, F2
transaction HY Class A Common Stock Other $0 +3,222 +28% $0.000000 14,733 15 Dec 2021 Direct F3
transaction HY Class A Common Stock Other $0 -41,931 -100% $0.000000* 0 15 Dec 2021 Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin F1, F2
transaction HY Class A Common Stock Other $0 -41,931 -100% $0.000000* 0 15 Dec 2021 Spouse serves as trustee for GSTs for the benefit of James T. Rankin F2
transaction HY Class A Common Stock Other $0 -41,931 -100% $0.000000* 0 15 Dec 2021 Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST trust fbo James Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST trust fbo Matthew Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST trust fbo Thomas P Rankin F1, F2
transaction HY Class A Common Stock Other $0 +7 +100% $0.000000 14 15 Dec 2021 Held by Spouse F3
transaction HY Class A Common Stock Other $0 +145,912 +95% $0.000000 299,948 15 Dec 2021 spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +25,324 +56% $0.000000 70,624 15 Dec 2021 Class A Common Stock 25,324 spouse's proportionate partnership interest in shares held by Rankin Associates I, L.P F1, F2, F5
transaction HY Class B Common Stock Other $0 +14,343 +56% $0.000000 40,000 15 Dec 2021 Class A Common Stock 14,343 Reporting Person's LP interest in shares held in RA1 F1, F5
transaction HY Class B Common Stock Other $0 +1,843 +100% $0.000000 3,686 15 Dec 2021 Class A Common Stock 1,843 Reporting Person's proportionate interests in shares held by Rankin Associates II, L.P F1, F5
transaction HY Class B Common Stock Other $0 +31,669 +100% $0.000000 63,338 15 Dec 2021 Class A Common Stock 31,669 spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P F1, F2, F5
transaction HY Class B Common Stock Other $0 +19 +61% $0.000000 50 15 Dec 2021 Class A Common Stock 19 spouse's proportionate limited partnership interest in shares of RA IV LP held by the Trust F1, F2, F5
transaction HY Class B Common Stock Other $0 +65,824 +63% $0.000000 170,110 15 Dec 2021 Class A Common Stock 65,824 Proportionate limited partnership interest held in shares of RA IV F1, F6, F7, F8
transaction HY Class B Common Stock Other $0 +1,057 $0.000000 1,057 15 Dec 2021 Class A Common Stock 1,057 Spouse's proportionate interest in shares held by RA5 F1, F2, F5
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Proportionate interests held in shares in Rankin Associates V F1, F5
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Reporting person's proportionate interest in shares held by Rankin Associates VI F1, F5
transaction HY Class B Common Stock Other $0 +292 $0.000000 292 15 Dec 2021 Class A Common Stock 292 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F5
transaction HY Class B Common Stock Other $0 +1,975 +100% $0.000000 3,950 15 Dec 2021 Class A Common Stock 1,975 Spouse's proportionate interest in shares in Rankin Associates II held in RM F1, F2, F5
transaction HY Class B Common Stock Other $0 +80 $0.000000 80 15 Dec 2021 Class A Common Stock 80 Spouse's proportionate Interest in shares held by RAV held by Rankin Management F1, F2, F5
transaction HY Class B Common Stock Other $0 +100 $0.000000 100 15 Dec 2021 Class A Common Stock 100 Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management F1, F2, F5
transaction HY Class B Common Stock Other $0 -3,222 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,222 Direct F3, F5
transaction HY Class B Common Stock Other $0 +41,931 +347% $0.000000 54,029 15 Dec 2021 Class A Common Stock 41,931 Spouse serves as trustee of GSTs for the benefit of Matthew M. Rankin F1, F2, F5
transaction HY Class B Common Stock Other $0 +41,931 +347% $0.000000 54,029 15 Dec 2021 Class A Common Stock 41,931 Spouse serves as trustee for GSTs for the benefit of James T. Rankin F2, F5
transaction HY Class B Common Stock Other $0 +41,931 +347% $0.000000 54,029 15 Dec 2021 Class A Common Stock 41,931 Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin F1, F2, F5
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Spouse is Trustee of BTR 2020 GST trust fbo James Rankin F1, F2, F9, F10, F11
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Spouse is Trustee of BTR 2020 GST trust fbo Matthew Rankin F1, F2, F12, F13, F14
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Spouse is Trustee of BTR 2020 GST trust fbo Thomas P Rankin F1, F2, F15, F16, F17
transaction HY Class B Common Stock Other $0 -7 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 7 Held by Spouse F2, F3, F5
transaction HY Class B Common Stock Other $0 -145,912 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 145,912 spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A
F17 N/A