Alison A. Rankin - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 15:39:46 UTC
Previous filing
01 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -3,448 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests in shares held by Rankin Associates I. F1, F2
transaction HY Class A Common Stock Other $0 -54,147 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F1
transaction HY Class A Common Stock Other $0 -8,229 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST trust fbo Anne Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8,229 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST trust fbo Elisabeth Rankin F1, F2
transaction HY Class A Common Stock Other $0 -29,986 -100% $0.000000* 0 15 Dec 2021 Reporting Person?s proportionate interests in shares held by Rankin Associates II. F1
transaction HY Class A Common Stock Other $0 -3,011 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate limited partnership interest in shares held by RA II, L.P F1, F2
transaction HY Class A Common Stock Other $0 -19,492 -100% $0.000000* 0 15 Dec 2021 Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. F1, F2
transaction HY Class A Common Stock Other $0 -21,380 -100% $0.000000* 0 15 Dec 2021 Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. F1, F2
transaction HY Class A Common Stock Other $0 -19 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate general partnership interest shares held by RAIV. F1, F2
transaction HY Class A Common Stock Other $0 -65,824 -100% $0.000000* 0 15 Dec 2021 Proportionate limited partnership interest held in shares of RA IV F1
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Proportionate interests held in shares in Rankin Associates V F1
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held in Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -1,134 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -535 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F1, F3
transaction HY Class A Common Stock Other $0 -1,134 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -535 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F1, F4
transaction HY Class A Common Stock Other $0 -1,057 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests in shares held by Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -292 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -1,975 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). F1, F2
transaction HY Class A Common Stock Other $0 -80 -100% $0.000000* 0 15 Dec 2021 Spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") F1, F2
transaction HY Class A Common Stock Other $0 -100 -100% $0.000000* 0 15 Dec 2021 Spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") F1, F2
transaction HY Class A Common Stock Other $0 +3,123 +19% $0.000000 19,951 15 Dec 2021 Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin F5
transaction HY Class A Common Stock Other $0 +200 +100% $0.000000 400 15 Dec 2021 Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin F2, F5
transaction HY Class A Common Stock Other $0 +1,851 +100% $0.000000 3,702 15 Dec 2021 Co-Trustee for the benefit of Reporting Person's daughter. F2, F5
transaction HY Class A Common Stock Other $0 +200 +21% $0.000000 1,165 15 Dec 2021 Spouse serves as Trustee for the benefit of A. Farnham Rankin F2, F5
transaction HY Class A Common Stock Other $0 +3,738 +100% $0.000000 7,476 15 Dec 2021 Co-Trustee for the benefit of Reporting Person's daughter. F2, F5
transaction HY Class A Common Stock Other $0 +193,760 +101% $0.000000 386,422 15 Dec 2021 spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin F2, F5
transaction HY Class A Common Stock Other $0 -55,826 -94% $0.000000 3,781 15 Dec 2021 Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin F1, F2
transaction HY Class A Common Stock Other $0 -55,826 -94% $0.000000 3,781 15 Dec 2021 Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F1, F2
holding HY Class A Common Stock 765 15 Dec 2021 Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +3,448 +56% $0.000000 9,616 15 Dec 2021 Class A Common Stock 3,448 Spouses proportionate LP interest in shares held by RA1 F1, F2, F6
transaction HY Class B Common Stock Other $0 +54,147 +56% $0.000000 151,008 15 Dec 2021 Class A Common Stock 54,147 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F1, F6
transaction HY Class B Common Stock Other $0 +8,229 +69% $0.000000 20,162 15 Dec 2021 Class A Common Stock 8,229 Spouse is Trustee of BTR 2020 GST trust fbo Anne Rankin F1, F2, F7, F8, F9
transaction HY Class B Common Stock Other $0 +8,229 +69% $0.000000 20,162 15 Dec 2021 Class A Common Stock 8,229 Spouse is Trustee of BTR 2020 GST trust fbo Elisabeth Rankin F1, F2, F10, F11, F12
transaction HY Class B Common Stock Other $0 +29,986 +100% $0.000000 59,972 15 Dec 2021 Class A Common Stock 29,986 Reporting Person?s proportionate interests in shares held by Rankin Associates II. F1, F6
transaction HY Class B Common Stock Other $0 +3,011 +100% $0.000000 6,022 15 Dec 2021 Class A Common Stock 3,011 spouse's proportionate limited partnership interest in shares held by RA II, L.P F1, F2, F6
transaction HY Class B Common Stock Other $0 +19,492 +100% $0.000000 38,984 15 Dec 2021 Class A Common Stock 19,492 Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. F1, F2, F6
transaction HY Class B Common Stock Other $0 +21,380 +100% $0.000000 42,760 15 Dec 2021 Class A Common Stock 21,380 Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. F1, F2, F6
transaction HY Class B Common Stock Other $0 +19 +61% $0.000000 50 15 Dec 2021 Class A Common Stock 19 Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV F1, F2, F6
transaction HY Class B Common Stock Other $0 +65,824 +63% $0.000000 170,110 15 Dec 2021 Class A Common Stock 65,824 Proportionate limited partnership interest held in shares of RA IV F1, F13, F14, F15
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Proportionate interests held in shares in Rankin Associates V F1, F6
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Proportionate interest in shares held in Rankin Associates VI F1, F6
transaction HY Class B Common Stock Other $0 +1,134 $0.000000 1,134 15 Dec 2021 Class A Common Stock 1,134 Child's proportionate interest in shares held by Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +535 $0.000000 535 15 Dec 2021 Class A Common Stock 535 Child's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +1,134 $0.000000 1,134 15 Dec 2021 Class A Common Stock 1,134 Child's proportionate interest in shares held by Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +535 $0.000000 535 15 Dec 2021 Class A Common Stock 535 Child's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +1,057 $0.000000 1,057 15 Dec 2021 Class A Common Stock 1,057 Spouse's proportionate interests in shares held by Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +292 $0.000000 292 15 Dec 2021 Class A Common Stock 292 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +1,975 +100% $0.000000 3,950 15 Dec 2021 Class A Common Stock 1,975 spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). F1, F2, F6
transaction HY Class B Common Stock Other $0 +80 $0.000000 80 15 Dec 2021 Class A Common Stock 80 Spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") F1, F2, F6
transaction HY Class B Common Stock Other $0 +100 $0.000000 100 15 Dec 2021 Class A Common Stock 100 Spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") F1, F2, F6
transaction HY Class B Common Stock Other $0 -3,123 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,123 Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin F5, F6
transaction HY Class B Common Stock Other $0 -200 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 200 Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin F2, F5, F6
transaction HY Class B Common Stock Other $0 -1,851 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 1,851 Co-Trustee for the benefit of Reporting Person's daughter. F2, F5, F6
transaction HY Class B Common Stock Other $0 -200 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 200 Spouse Serves as Trustee for the benefit of A. Farnham Rankin F2, F5, F6
transaction HY Class B Common Stock Other $0 -3,738 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,738 Co-Trustee for the benefit of Reporting Person's daughter. F2, F5, F6
transaction HY Class B Common Stock Other $0 -193,760 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 193,760 spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin F2, F5, F6
transaction HY Class B Common Stock Other $0 +55,826 +461% $0.000000 67,924 15 Dec 2021 Class A Common Stock 55,826 Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin F1, F2, F6
transaction HY Class B Common Stock Other $0 +55,826 +461% $0.000000 67,924 15 Dec 2021 Class A Common Stock 55,826 Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 held in trust u/a/d 12/30/2015
F4 held in trust u/a/d 8/15/2012
F5 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A