Roger F. Rankin - Dec 15, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 03:38 PM
Previous filing
Oct 1, 2021
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -3.45K -100% $0.00* 0 Dec 15, 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P F1
transaction HY Class A Common Stock Other $0 -54.1K -100% $0.00* 0 Dec 15, 2021 spouses proportionate LP interest in shares held by RA1 F1, F2
transaction HY Class A Common Stock Other $0 -8.23K -100% $0.00* 0 Dec 15, 2021 Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin F1, F2
transaction HY Class A Common Stock Other $0 -8.23K -100% $0.00* 0 Dec 15, 2021 Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin F1, F2
transaction HY Class A Common Stock Other $0 -3.01K -100% $0.00* 0 Dec 15, 2021 proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1
transaction HY Class A Common Stock Other $0 -30K -100% $0.00* 0 Dec 15, 2021 spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P F1, F2
transaction HY Class A Common Stock Other $0 -19.5K -100% $0.00* 0 Dec 15, 2021 daughter's proportionate LP interest in shares held by RA II LP held in a trust F1, F2
transaction HY Class A Common Stock Other $0 -21.4K -100% $0.00* 0 Dec 15, 2021 daughter's proportionate LP interest in shares held by RA II LP held in a trust F1, F2
transaction HY Class A Common Stock Other $0 -19 -100% $0.00* 0 Dec 15, 2021 proportionate general partnership interest in shares of Rankin Associates IV, F1
transaction HY Class A Common Stock Other $0 -65.8K -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate limited partnership interest held in shares in RA IV F1, F2
transaction HY Class A Common Stock Other $0 -377 -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -635 -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -1.13K -100% $0.00* 0 Dec 15, 2021 Child's proportionate interest in shares held by Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -535 -100% $0.00* 0 Dec 15, 2021 Child's Proportionate interest of shares held by Rankin Associates VI F1, F3
transaction HY Class A Common Stock Other $0 -1.13K -100% $0.00* 0 Dec 15, 2021 Child's proportionate interest in shares held by Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -535 -100% $0.00* 0 Dec 15, 2021 Child's Proportionate interest in shares held by Rankin Associates VI F1, F4
transaction HY Class A Common Stock Other $0 -1.06K -100% $0.00* 0 Dec 15, 2021 Interest in shares held by Rankin Associates V F1
transaction HY Class A Common Stock Other $0 -292 -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -1.98K -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by Rankin Management, Inc. ("RMI). F1
transaction HY Class A Common Stock Other $0 -80 -100% $0.00* 0 Dec 15, 2021 Interest in shares of Rankin Associates V held by Rankin Management F1
transaction HY Class A Common Stock Other $0 -100 -100% $0.00* 0 Dec 15, 2021 Interest in shares of Rankin Associates VI held by Rankin Management F1
transaction HY Class A Common Stock Other $0 +3.12K +18.56% $0.00 20K Dec 15, 2021 spouse serves as Trustee of a Trust for the benefit of Alison Rankin F2, F5
transaction HY Class A Common Stock Other $0 +200 +20.73% $0.00 1.17K Dec 15, 2021 Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin F2, F5
transaction HY Class A Common Stock Other $0 +200 +100% $0.00 400 Dec 15, 2021 Reporting person serves as Trustee for the benefit of Elisabeth Rankin F2, F5
transaction HY Class A Common Stock Other $0 +1.85K +100% $0.00 3.7K Dec 15, 2021 Spouse is Trustee for the benefit of Reporting Person's daughter. F2, F5
transaction HY Class A Common Stock Other $0 +3.74K +100% $0.00 7.48K Dec 15, 2021 Spouse is Co-Trustee for the benefit of Reporting Person's daughter. F2, F5
transaction HY Class A Common Stock Other $0 +194K +100.57% $0.00 386K Dec 15, 2021 Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin F5
transaction HY Class A Common Stock Other $0 -55.8K -93.66% $0.00 3.78K Dec 15, 2021 Serves as Trustee of GSTs for the benefit of A. Farnham Rankin F1, F2
transaction HY Class A Common Stock Other $0 -55.8K -93.66% $0.00 3.78K Dec 15, 2021 Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F1, F2
holding HY Class A Common Stock 765 Dec 15, 2021 Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +3.45K +55.9% $0.00 9.62K Dec 15, 2021 Class A Common Stock 3.45K proportionate limited partnership interest in shares held by Rankin Associates I, L.P F1, F6
transaction HY Class B Common Stock Other $0 +54.1K +55.9% $0.00 151K Dec 15, 2021 Class A Common Stock 54.1K Spouses proportionate LP interest in shares held by RA1 F1, F2, F6
transaction HY Class B Common Stock Other $0 +8.23K +68.96% $0.00 20.2K Dec 15, 2021 Class A Common Stock 8.23K Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin F1, F2, F7, F8, F9
transaction HY Class B Common Stock Other $0 +8.23K +68.96% $0.00 20.2K Dec 15, 2021 Class A Common Stock 8.23K Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin F1, F2, F10, F11, F12
transaction HY Class B Common Stock Other $0 +3.01K +100% $0.00 6.02K Dec 15, 2021 Class A Common Stock 3.01K Reporting Person's proportionate limited partnership interests in shares held by RA II F1, F6
transaction HY Class B Common Stock Other $0 +30K +100% $0.00 60K Dec 15, 2021 Class A Common Stock 30K spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P F1, F2, F6
transaction HY Class B Common Stock Other $0 +19.5K +100% $0.00 39K Dec 15, 2021 Class A Common Stock 19.5K daughter's proportionate LP interest in shares held by RA II LP held in a trust F1, F2, F6
transaction HY Class B Common Stock Other $0 +21.4K +100% $0.00 42.8K Dec 15, 2021 Class A Common Stock 21.4K daughter's proportionate LP interest in shares held by RA II LP held in a trust F1, F2, F6
transaction HY Class B Common Stock Other $0 +19 +61.29% $0.00 50 Dec 15, 2021 Class A Common Stock 19 general partnership interest in shares of Rankin Associates IV, L.P F1, F6
transaction HY Class B Common Stock Other $0 +65.8K +63.12% $0.00 170K Dec 15, 2021 Class A Common Stock 65.8K Spouse's proportionate limited partnership interest held in shares in RA IV F1, F2, F13, F14, F15
transaction HY Class B Common Stock Other $0 +377 $0.00 377 Dec 15, 2021 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +635 $0.00 635 Dec 15, 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +1.13K $0.00 1.13K Dec 15, 2021 Class A Common Stock 1.13K Child's proportionate interest in shares held by Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +535 $0.00 535 Dec 15, 2021 Class A Common Stock 535 Child's Proportionate interest of shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +1.13K $0.00 1.13K Dec 15, 2021 Class A Common Stock 1.13K Child's proportionate interest in shares held by Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +535 $0.00 535 Dec 15, 2021 Class A Common Stock 535 Child's Proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +1.06K $0.00 1.06K Dec 15, 2021 Class A Common Stock 1.06K Interest in shares held by Rankin Associates V F1, F6
transaction HY Class B Common Stock Other $0 +292 $0.00 292 Dec 15, 2021 Class A Common Stock 292 Proportionate interest in shares held by Rankin Associates VI F1, F6
transaction HY Class B Common Stock Other $0 +1.98K +100% $0.00 3.95K Dec 15, 2021 Class A Common Stock 1.98K proportionate interest in shares held by Rankin Management, Inc. ("RMI). F1, F6
transaction HY Class B Common Stock Other $0 +80 $0.00 80 Dec 15, 2021 Class A Common Stock 80 Interest in shares of Rankin Associates V held by Rankin Management F1, F6
transaction HY Class B Common Stock Other $0 +100 $0.00 100 Dec 15, 2021 Class A Common Stock 100 Interest in shares of Rankin Associates VI held by Rankin Management F1, F6
transaction HY Class B Common Stock Other $0 -3.12K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 3.12K spouse serves as Trustee of a Trust for the benefit of Alison Rankin F2, F5, F6
transaction HY Class B Common Stock Other $0 -200 -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 200 Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin F2, F5, F6
transaction HY Class B Common Stock Other $0 -200 -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 200 Reporting person serves as Trustee for the benefit of Elisabeth Rankin F2, F5, F6
transaction HY Class B Common Stock Other $0 -1.85K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 1.85K Spouse is Trustee for the benefit of Reporting Person's daughter F2, F5, F6
transaction HY Class B Common Stock Other $0 -3.74K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 3.74K Spouse is Co-Trustee for the benefit of Reporting Person's daughter. F2, F5, F6
transaction HY Class B Common Stock Other $0 -194K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 194K Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin F5, F6
transaction HY Class B Common Stock Other $0 +55.8K +461.45% $0.00 67.9K Dec 15, 2021 Class A Common Stock 55.8K Serves as Trustee of GSTs for the benefit of A. Farnham Rankin F1, F2, F6
transaction HY Class B Common Stock Other $0 +55.8K +461.45% $0.00 67.9K Dec 15, 2021 Class A Common Stock 55.8K Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Held in trust u/a/d 12/30/2015
F4 Interest held by Trust u/a/d 8/15/2012
F5 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A