Clara R. Williams - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 14:19:59 UTC
Previous filing
05 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +58,586 +49% $0.000000 179,314 15 Dec 2021 Held by trust for the benefit of Reporting Person F1
transaction HY Class A Common Stock Other $0 -32,913 -100% $0.000000* 0 15 Dec 2021 Reporting Person?s proportionate interests in shares held by Rankin Associates IV. F2
transaction HY Class A Common Stock Other $0 -26,624 -14% $0.000000 165,124 15 Dec 2021 proportionate partnership interest shares held by AMR Associates LP F2
transaction HY Class A Common Stock Other $0 -24,231 -98% $0.000000 607 15 Dec 2021 Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams F2, F3
transaction HY Class A Common Stock Other $0 -24,231 -98% $0.000000 608 15 Dec 2021 Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams F2, F4
transaction HY Class A Common Stock Other $0 -24,231 -98% $0.000000 608 15 Dec 2021 Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F5
transaction HY Class A Common Stock Other $0 -24,230 -98% $0.000000 607 15 Dec 2021 Serves as Trustee of HRB 2020 GST trust fbo Clara Butler F2, F6
transaction HY Class A Common Stock Other $0 -18,760 -100% $0.000000* 0 15 Dec 2021 Reporting Person?s proportionate interests in shares held by Rankin Associates I. F2
transaction HY Class A Common Stock Other $0 -10,581 -100% $0.000000* 0 15 Dec 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7
transaction HY Class A Common Stock Other $0 -9,206 -100% $0.000000* 0 15 Dec 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of BTR 2020 GST trust fbo Clara Williams F2
transaction HY Class A Common Stock Other $0 -7,375 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate LP interest in shares held by RA II LP F2, F7
transaction HY Class A Common Stock Other $0 +3,528 +81% $0.000000 7,885 15 Dec 2021 Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7
transaction HY Class A Common Stock Other $0 +2,332 +33% $0.000000 9,500 15 Dec 2021 By Spouse F1, F7
transaction HY Class A Common Stock Other $0 +2,152 +72% $0.000000 5,135 15 Dec 2021 Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7
transaction HY Class A Common Stock Other $0 -905 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests held in shares in Rankin Associates V F2, F7
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F7
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F7
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F7
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,217 15 Dec 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,217 15 Dec 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F2, F7
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F2, F7
transaction HY Class A Common Stock Other $0 -146 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 -58,586 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 58,586 Held by trust for the benefit of Reporting Person F1, F8
transaction HY Class B Common Stock Other $0 +32,913 +63% $0.000000 85,056 15 Dec 2021 Class A Common Stock 32,913 Reporting Person?s proportionate interests in shares held by Rankin Associates IV. F2, F8
transaction HY Class B Common Stock Other $0 +26,624 +26% $0.000000 129,223 15 Dec 2021 Class A Common Stock 26,624 proportionate partnership interest shares held by AMR Associates LP F2, F8
transaction HY Class B Common Stock Other $0 +24,231 +64% $0.000000 62,369 15 Dec 2021 Class A Common Stock 24,231 Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams F2, F9, F10, F11, F12
transaction HY Class B Common Stock Other $0 +24,231 +64% $0.000000 62,369 15 Dec 2021 Class A Common Stock 24,231 Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams F2, F13, F14, F15, F16
transaction HY Class B Common Stock Other $0 +24,231 +64% $0.000000 62,369 15 Dec 2021 Class A Common Stock 24,231 Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F17, F18, F19, F20
transaction HY Class B Common Stock Other $0 +24,230 +64% $0.000000 62,368 15 Dec 2021 Class A Common Stock 24,230 Serves as Trustee of HRB 2020 GST trust fbo Clara Butler F2, F21, F22, F23, F24
transaction HY Class B Common Stock Other $0 +18,760 +56% $0.000000 52,321 15 Dec 2021 Class A Common Stock 18,760 Reporting Person?s proportionate interests in shares held by Rankin Associates I. F2, F8
transaction HY Class B Common Stock Other $0 +10,581 +100% $0.000000 21,162 15 Dec 2021 Class A Common Stock 10,581 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7, F8
transaction HY Class B Common Stock Other $0 +9,206 +100% $0.000000 18,412 15 Dec 2021 Class A Common Stock 9,206 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7, F8
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Serves as Trustee of BTR 2020 GST trust fbo Clara Williams F2, F25, F26, F27
transaction HY Class B Common Stock Other $0 +7,375 +100% $0.000000 14,750 15 Dec 2021 Class A Common Stock 7,375 spouse's proportionate LP interest in shares held by RA II LP F2, F7, F8
transaction HY Class B Common Stock Other $0 -3,528 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,528 Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7, F8
transaction HY Class B Common Stock Other $0 -2,332 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 2,332 By Spouse F1, F7, F8
transaction HY Class B Common Stock Other $0 -2,152 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 2,152 Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7, F8
transaction HY Class B Common Stock Other $0 +905 $0.000000 905 15 Dec 2021 Class A Common Stock 905 Spouse's proportionate interests held in shares in Rankin Associates V F2, F8
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F7, F8
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F7, F8
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F7, F8
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7, F8
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7, F8
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F2, F7, F8
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F2, F7, F8
transaction HY Class B Common Stock Other $0 +146 $0.000000 146 15 Dec 2021 Class A Common Stock 146 Reporting person's proportionate interest in shares held by Rankin Associates VI F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person disclaims beneficial ownership of all such shares.
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 Reporting Person disclaims beneficial ownership of all such shares.
F13 N/A
F14 N/A
F15 N/A
F16 Reporting Person disclaims beneficial ownership of all such shares.
F17 N/A
F18 N/A
F19 N/A
F20 Reporting Person disclaims beneficial ownership of all such shares.
F21 N/A
F22 N/A
F23 N/A
F24 Reporting Person disclaims beneficial ownership of all such shares.
F25 N/A
F26 N/A
F27 N/A