Clara R. Williams - Dec 15, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 02:19 PM
Previous filing
Oct 5, 2021
Next filing
Jan 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +58.6K +48.53% $0.00 179K Dec 15, 2021 Held by trust for the benefit of Reporting Person F1
transaction HY Class A Common Stock Other $0 -32.9K -100% $0.00* 0 Dec 15, 2021 Reporting Person?s proportionate interests in shares held by Rankin Associates IV. F2
transaction HY Class A Common Stock Other $0 -26.6K -13.88% $0.00 165K Dec 15, 2021 proportionate partnership interest shares held by AMR Associates LP F2
transaction HY Class A Common Stock Other $0 -24.2K -97.56% $0.00 607 Dec 15, 2021 Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams F2, F3
transaction HY Class A Common Stock Other $0 -24.2K -97.55% $0.00 608 Dec 15, 2021 Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams F2, F4
transaction HY Class A Common Stock Other $0 -24.2K -97.55% $0.00 608 Dec 15, 2021 Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F5
transaction HY Class A Common Stock Other $0 -24.2K -97.56% $0.00 607 Dec 15, 2021 Serves as Trustee of HRB 2020 GST trust fbo Clara Butler F2, F6
transaction HY Class A Common Stock Other $0 -18.8K -100% $0.00* 0 Dec 15, 2021 Reporting Person?s proportionate interests in shares held by Rankin Associates I. F2
transaction HY Class A Common Stock Other $0 -10.6K -100% $0.00* 0 Dec 15, 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7
transaction HY Class A Common Stock Other $0 -9.21K -100% $0.00* 0 Dec 15, 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7
transaction HY Class A Common Stock Other $0 -8.23K -100% $0.00* 0 Dec 15, 2021 Serves as Trustee of BTR 2020 GST trust fbo Clara Williams F2
transaction HY Class A Common Stock Other $0 -7.38K -100% $0.00* 0 Dec 15, 2021 spouse's proportionate LP interest in shares held by RA II LP F2, F7
transaction HY Class A Common Stock Other $0 +3.53K +80.97% $0.00 7.89K Dec 15, 2021 Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7
transaction HY Class A Common Stock Other $0 +2.33K +32.53% $0.00 9.5K Dec 15, 2021 By Spouse F1, F7
transaction HY Class A Common Stock Other $0 +2.15K +72.14% $0.00 5.14K Dec 15, 2021 Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7
transaction HY Class A Common Stock Other $0 -905 -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate interests held in shares in Rankin Associates V F2, F7
transaction HY Class A Common Stock Other $0 -635 -100% $0.00* 0 Dec 15, 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F7
transaction HY Class A Common Stock Other $0 -634 -100% $0.00* 0 Dec 15, 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F7
transaction HY Class A Common Stock Other $0 -634 -100% $0.00* 0 Dec 15, 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F7
transaction HY Class A Common Stock Other $0 -527 -30.22% $0.00 1.22K Dec 15, 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7
transaction HY Class A Common Stock Other $0 -527 -30.22% $0.00 1.22K Dec 15, 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7
transaction HY Class A Common Stock Other $0 -461 -100% $0.00* 0 Dec 15, 2021 child's proportionate interests held in shares in Rankin Associates V F2, F7
transaction HY Class A Common Stock Other $0 -461 -100% $0.00* 0 Dec 15, 2021 child's proportionate interests held in shares in Rankin Associates V F2, F7
transaction HY Class A Common Stock Other $0 -146 -100% $0.00* 0 Dec 15, 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 -58.6K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 58.6K Held by trust for the benefit of Reporting Person F1, F8
transaction HY Class B Common Stock Other $0 +32.9K +63.12% $0.00 85.1K Dec 15, 2021 Class A Common Stock 32.9K Reporting Person?s proportionate interests in shares held by Rankin Associates IV. F2, F8
transaction HY Class B Common Stock Other $0 +26.6K +25.95% $0.00 129K Dec 15, 2021 Class A Common Stock 26.6K proportionate partnership interest shares held by AMR Associates LP F2, F8
transaction HY Class B Common Stock Other $0 +24.2K +63.54% $0.00 62.4K Dec 15, 2021 Class A Common Stock 24.2K Spouse is Trustee of CRW 2020 GST trust fbo Margo Williams F2, F9, F10, F11, F12
transaction HY Class B Common Stock Other $0 +24.2K +63.54% $0.00 62.4K Dec 15, 2021 Class A Common Stock 24.2K Spouse is Trustee of CRW 2020 GST trust fbo Helen Williams F2, F13, F14, F15, F16
transaction HY Class B Common Stock Other $0 +24.2K +63.54% $0.00 62.4K Dec 15, 2021 Class A Common Stock 24.2K Serves as Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F17, F18, F19, F20
transaction HY Class B Common Stock Other $0 +24.2K +63.53% $0.00 62.4K Dec 15, 2021 Class A Common Stock 24.2K Serves as Trustee of HRB 2020 GST trust fbo Clara Butler F2, F21, F22, F23, F24
transaction HY Class B Common Stock Other $0 +18.8K +55.9% $0.00 52.3K Dec 15, 2021 Class A Common Stock 18.8K Reporting Person?s proportionate interests in shares held by Rankin Associates I. F2, F8
transaction HY Class B Common Stock Other $0 +10.6K +100% $0.00 21.2K Dec 15, 2021 Class A Common Stock 10.6K Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7, F8
transaction HY Class B Common Stock Other $0 +9.21K +100% $0.00 18.4K Dec 15, 2021 Class A Common Stock 9.21K Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F7, F8
transaction HY Class B Common Stock Other $0 +8.23K +68.96% $0.00 20.2K Dec 15, 2021 Class A Common Stock 8.23K Serves as Trustee of BTR 2020 GST trust fbo Clara Williams F2, F25, F26, F27
transaction HY Class B Common Stock Other $0 +7.38K +100% $0.00 14.8K Dec 15, 2021 Class A Common Stock 7.38K spouse's proportionate LP interest in shares held by RA II LP F2, F7, F8
transaction HY Class B Common Stock Other $0 -3.53K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 3.53K Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7, F8
transaction HY Class B Common Stock Other $0 -2.33K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 2.33K By Spouse F1, F7, F8
transaction HY Class B Common Stock Other $0 -2.15K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 2.15K Reporting Person?s spouse is trustee of a Trust fbo minor child. F1, F7, F8
transaction HY Class B Common Stock Other $0 +905 $0.00 905 Dec 15, 2021 Class A Common Stock 905 Spouse's proportionate interests held in shares in Rankin Associates V F2, F8
transaction HY Class B Common Stock Other $0 +635 $0.00 635 Dec 15, 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F7, F8
transaction HY Class B Common Stock Other $0 +634 $0.00 634 Dec 15, 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F7, F8
transaction HY Class B Common Stock Other $0 +634 $0.00 634 Dec 15, 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F7, F8
transaction HY Class B Common Stock Other $0 +527 +25.92% $0.00 2.56K Dec 15, 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7, F8
transaction HY Class B Common Stock Other $0 +527 +25.92% $0.00 2.56K Dec 15, 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F2, F7, F8
transaction HY Class B Common Stock Other $0 +461 $0.00 461 Dec 15, 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F2, F7, F8
transaction HY Class B Common Stock Other $0 +461 $0.00 461 Dec 15, 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F2, F7, F8
transaction HY Class B Common Stock Other $0 +146 $0.00 146 Dec 15, 2021 Class A Common Stock 146 Reporting person's proportionate interest in shares held by Rankin Associates VI F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 Reporting Person disclaims beneficial ownership of all such shares.
F6 Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person disclaims beneficial ownership of all such shares.
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 Reporting Person disclaims beneficial ownership of all such shares.
F13 N/A
F14 N/A
F15 N/A
F16 Reporting Person disclaims beneficial ownership of all such shares.
F17 N/A
F18 N/A
F19 N/A
F20 Reporting Person disclaims beneficial ownership of all such shares.
F21 N/A
F22 N/A
F23 N/A
F24 Reporting Person disclaims beneficial ownership of all such shares.
F25 N/A
F26 N/A
F27 N/A