John C. Butler Jr. - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 14:13:38 UTC
Previous filing
05 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -18,761 -100% $0.000000* 0 15 Dec 2021 spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P F1, F2
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler F1, F2
transaction HY Class A Common Stock Other $0 -4,825 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler F1, F3
transaction HY Class A Common Stock Other $0 -4,825 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler F1, F4
transaction HY Class A Common Stock Other $0 -9,052 -100% $0.000000* 0 15 Dec 2021 Child's trust?s proportionate interests in shares held by Rankin Associates II. F1, F2
transaction HY Class A Common Stock Other $0 -9,208 -100% $0.000000* 0 15 Dec 2021 Child's trust?s proportionate interests in shares held by Rankin Associates II. F1, F2
transaction HY Class A Common Stock Other $0 -32,912 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate limited partnership interest in shares held by RAIV Class A F1, F2
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -146 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F1, F2
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,216 15 Dec 2021 child's proportionate partnership interest shares held by AMR Associates LP F1, F2
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,216 15 Dec 2021 child's proportionate partnership interest shares held by AMR Associates LP F1, F2
transaction HY Class A Common Stock Other $0 -26,624 -14% $0.000000 165,124 15 Dec 2021 Spouse's proportionate partnership interest shares held by AMR Associates LP F1, F2
transaction HY Class A Common Stock Other $0 +3,683 +82% $0.000000 8,196 15 Dec 2021 Reporting Person is trustee of Trust fbo child. F2, F5
transaction HY Class A Common Stock Other $0 +3,527 +81% $0.000000 7,884 15 Dec 2021 Reporting Person is trustee of Trust fbo child. F2, F5
transaction HY Class A Common Stock Other $0 +17,262 +52% $0.000000 50,387 15 Dec 2021 Held in trust fbo Reporting Person. F5
transaction HY Class A Common Stock Other $0 +58,586 +49% $0.000000 179,314 15 Dec 2021 Held by Trust for the benefit of Reporting Person's Spouse F2, F5
holding HY Class A Common Stock 2,800 15 Dec 2021 Held in an Individual Retirement Account for the benefit of the Reporting Person

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +18,761 +56% $0.000000 52,321 15 Dec 2021 Class A Common Stock 18,761 spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P F1, F2, F6
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Spouse is Trustee of BTR 2020 GST trust fbo Helen Butler F1, F2, F7, F8, F9
transaction HY Class B Common Stock Other $0 +4,825 +119% $0.000000 8,880 15 Dec 2021 Class A Common Stock 4,825 Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler F1, F10, F11, F12, F13
transaction HY Class B Common Stock Other $0 +4,825 +119% $0.000000 8,879 15 Dec 2021 Class A Common Stock 4,825 Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler F1, F14, F15, F16, F17
transaction HY Class B Common Stock Other $0 +9,052 +100% $0.000000 18,104 15 Dec 2021 Class A Common Stock 9,052 Child's trust?s proportionate interests in shares held by Rankin Associates II. F1, F2, F6
transaction HY Class B Common Stock Other $0 +9,208 +100% $0.000000 18,416 15 Dec 2021 Class A Common Stock 9,208 Child's trust?s proportionate interests in shares held by Rankin Associates II. F1, F2, F6
transaction HY Class B Common Stock Other $0 +32,912 +63% $0.000000 85,056 15 Dec 2021 Class A Common Stock 32,912 spouse's proportionate limited partnership interest in shared held by RAIV Class B F1, F2, F6
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Represents percentage of ownership interest of Rankin Associates V partnership held in trust F1, F2, F6
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F1, F2, F6
transaction HY Class B Common Stock Other $0 +146 $0.000000 146 15 Dec 2021 Class A Common Stock 146 Spouse's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F1, F2, F6
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F1, F2, F6
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F1, F2, F6
transaction HY Class B Common Stock Other $0 +26,624 +26% $0.000000 129,223 15 Dec 2021 Class A Common Stock 26,624 Spouse's proportionate partnership interest shares held by AMR Associates LP F1, F2, F6
transaction HY Class B Common Stock Other $0 -3,683 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,683 Reporting Person is trustee of Trust fbo child. F2, F5, F6
transaction HY Class B Common Stock Other $0 -3,527 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,527 Reporting Person is trustee of Trust fbo child. F2, F5, F6
transaction HY Class B Common Stock Other $0 -17,262 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 17,262 Held in trust fbo Reporting Person. F5, F6
transaction HY Class B Common Stock Other $0 -58,586 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 58,586 Held by Trust for the benefit of Reporting Person's Spouse F2, F5, F6
holding HY Class B Common Stock 2,800 15 Dec 2021 Class A Common Stock 2,800 Held in an Individual Retirement Account for the benefit of the Reporting Person F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 Reporting Person disclaims beneficial ownership of all such shares.
F14 N/A
F15 N/A
F16 N/A
F17 Reporting Person disclaims beneficial ownership of all such shares.