Thomas Parker Rankin - Dec 15, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 01:28 PM
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -17.1K -100% $0.00* 0 Dec 15, 2021 Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. F1
transaction HY Class A Common Stock Other $0 +8.32K +98% $0.00 16.8K Dec 15, 2021 By Trust F2
transaction HY Class A Common Stock Other $0 -1.44K -100% $0.00* 0 Dec 15, 2021 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares F1, F3
transaction HY Class A Common Stock Other $0 -1.25K -100% $0.00* 0 Dec 15, 2021 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares F1, F3
transaction HY Class A Common Stock Other $0 -1.13K -100% $0.00* 0 Dec 15, 2021 Proportionate interest in shares held by Rankin Associates V F1
transaction HY Class A Common Stock Other $0 -634 -100% $0.00* 0 Dec 15, 2021 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F1, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.00* 0 Dec 15, 2021 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F1, F3
transaction HY Class A Common Stock Other $0 -535 -100% $0.00* 0 Dec 15, 2021 Proportionate interest in Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -461 -100% $0.00* 0 Dec 15, 2021 Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V F1, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.00* 0 Dec 15, 2021 Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +17.1K +100% $0.00 34.2K Dec 15, 2021 Class A Common Stock 17.1K Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. F1, F4
transaction HY Class B Common Stock Other $0 -8.32K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 8.32K By Trust F2, F4
transaction HY Class B Common Stock Other $0 +1.44K +100% $0.00 2.88K Dec 15, 2021 Class A Common Stock 1.44K Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +1.25K +100% $0.00 2.49K Dec 15, 2021 Class A Common Stock 1.25K Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +1.13K $0.00 1.13K Dec 15, 2021 Class A Common Stock 1.13K Proportionate interest in shares held by Rankin Associates V F1, F4
transaction HY Class B Common Stock Other $0 +634 $0.00 634 Dec 15, 2021 Class A Common Stock 634 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.00 634 Dec 15, 2021 Class A Common Stock 634 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +535 $0.00 535 Dec 15, 2021 Class A Common Stock 535 Proportionate interest in Rankin Associates VI F1, F4
transaction HY Class B Common Stock Other $0 +461 $0.00 461 Dec 15, 2021 Class A Common Stock 461 Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V F1, F3, F4
transaction HY Class B Common Stock Other $0 +461 $0.00 461 Dec 15, 2021 Class A Common Stock 461 Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A