Thomas Parker Rankin - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 13:28:36 UTC
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -17,088 -100% $0.000000* 0 15 Dec 2021 Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. F1
transaction HY Class A Common Stock Other $0 +8,322 +98% $0.000000 16,814 15 Dec 2021 By Trust F2
transaction HY Class A Common Stock Other $0 -1,439 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares F1, F3
transaction HY Class A Common Stock Other $0 -1,247 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares F1, F3
transaction HY Class A Common Stock Other $0 -1,134 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by Rankin Associates V F1
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F1, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F1, F3
transaction HY Class A Common Stock Other $0 -535 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V F1, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +17,088 +100% $0.000000 34,176 15 Dec 2021 Class A Common Stock 17,088 Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. F1, F4
transaction HY Class B Common Stock Other $0 -8,322 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 8,322 By Trust F2, F4
transaction HY Class B Common Stock Other $0 +1,439 +100% $0.000000 2,878 15 Dec 2021 Class A Common Stock 1,439 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +1,247 +100% $0.000000 2,494 15 Dec 2021 Class A Common Stock 1,247 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +1,134 $0.000000 1,134 15 Dec 2021 Class A Common Stock 1,134 Proportionate interest in shares held by Rankin Associates V F1, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F1, F3, F4
transaction HY Class B Common Stock Other $0 +535 $0.000000 535 15 Dec 2021 Class A Common Stock 535 Proportionate interest in Rankin Associates VI F1, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V F1, F3, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A